David H. Knight

STONEPATH WEALTH MANAGEMENT

TRAVERSE CITY, MI 49684

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CRD#: 6016451

Professional summary

David Howard Knight, CFP®, who also goes by Dave Knight, is a registered financial advisor currently at STONEPATH WEALTH MANAGEMENT located in Traverse City, Michigan.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. David has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dave Knight

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SPWM INSURANCE AGENCY LLC, 134 W FRONT ST, STE 200, TRAVERSE CITY, MI, 12/2023, INDEPENDENT INSURANCE AGENT, Not investment related, 20 HR/MO, 20 HR/MO TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Howard Knight's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

January 2, 2024 - Present

STONEPATH WEALTH MANAGEMENT

Office #1: 134 W State Street Suite 200, Traverse City, MI 49684

RIA

CRD#: 328977

TRAVERSE CITY, MI

Past

November 6, 2018 - December 31, 2023

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Traverse City, MI

Past

November 6, 2018 - December 31, 2023

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

TRAVERSE CITY, MI

Past

February 27, 2018 - November 7, 2018

TD AMERITRADE, INC.

RIA

CRD#: 7870

TRAVERSE CITY, MI

Past

February 26, 2018 - November 7, 2018

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

OMAHA, NE

Past

February 26, 2018 - November 7, 2018

TD AMERITRADE, INC.

CRD#: 7870

TRAVERSE CITY, MI

Past

June 27, 2016 - February 26, 2018

SCOTTRADE INVESTMENT MANAGEMENT

RIA

CRD#: 169988

SAINT LOUIS, MO

Past

September 8, 2014 - February 26, 2018

SCOTTRADE, INC.

CRD#: 8206

TRAVERSE CITY, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STONEPATH WEALTH MANAGEMENT

SPWM ADVISORS LLC | STONEPATH WEALTH MANAGEMENT LLC | STONEPATH WEALTH MANAGEMENT

CRD#: 328977 / SEC#: 801-129202

RIA

Registered Investment Advisory firm - (1/2/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(1/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/27/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/25/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/8/2014

General Securities Representative Examination

Current Firm

STONEPATH WEALTH MANAGEMENT

SPWM ADVISORS LLC | STONEPATH WEALTH MANAGEMENT LLC | STONEPATH WEALTH MANAGEMENT

CRD#: 328977 / SEC#: 801-129202

RIA

Registered Investment Advisory firm - (1/2/2024 Approved)

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Contact information

Main Address

134 W State Street Suite 200, Traverse City, MI 49684

Mailing Address

Phone number

(231) 668-6999

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STONEPATH WEALTH MANAGEMENT DISCLOSURE BROCHURE (4/16/2025)

Regulatory assets under management

Total Number of Accounts	1,100
AUM (Assets Under Management)	$ 225,790,792

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David H. Knight

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Howard Knight's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

SCOTTRADE INVESTMENT MANAGEMENT

SCOTTRADE, INC.

Primary Firm SEC Registration

STONEPATH WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 6/27/2016

Series 63

Date: 9/25/2014

SIE

Date: 10/1/2018

Series 7

Date: 9/8/2014

Current Firm

STONEPATH WEALTH MANAGEMENT

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STONEPATH WEALTH MANAGEMENT

TRUST BUT VERIFY

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