Alex P. Caprio
Professional summary
Alex P Caprio, who also goes by Alex Peter Caprio, is a registered financial professional currently at ALLIANCE-ONE INVESTMENTS, LLC located in Tulsa, Oklahoma.
Alex is registered as a RR (Registered Representative) and started their career in finance in 2012. Alex has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alex P Caprio's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 23, 2023 - Present
ALLIANCE-ONE INVESTMENTS, LLC
Office #1: 4000 N Mingo Rd, Tulsa, OK 74116January 27, 2021 - September 25, 2023
TRANSAMERICA CAPITAL, LLC
September 18, 2018 - January 20, 2021
SANTANDER SECURITIES LLC
October 1, 2012 - September 12, 2018
J.P. MORGAN SECURITIES LLC
February 14, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025 / SEC#: , 8-69868
Contact information
Documents
Red Flags
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Company Information
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025Tulsa, OK 74116TRUST BUT VERIFY
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