John K. Mulvey
Professional summary
John Kevin Mulvey JR, who also goes by Jack Mulvey Jr, is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1995. John has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Kevin Mulvey JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 22, 1996 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 80 State Street, Albany, NY 12207September 7, 1995 - October 25, 1995
METROPOLITAN LIFE INSURANCE COMPANY
September 7, 1995 - October 25, 1995
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/29/1996)
(1/13/2003)
(5/22/1996)
(10/19/2021)
(9/8/2016)
Exams
Series 1
Date: 2/14/1969
Registered Representative ExaminationFINRA
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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Company Information
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747Albany, NY 12207TRUST BUT VERIFY
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