Lily Ling
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lily Ling was a registered financial professional .
Lily is a previously registered financial professional and started their career in finance in 2014. Lily had worked at 2 firms and has passed the SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 2015 - July 15, 2015
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
November 14, 2014 - May 28, 2015
SUSQUEHANNA FINANCIAL GROUP, LLLP
State Registrations and Notice Filings
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Exams
Series 55
Date: 12/22/2014
Limited Representative-Equity Trader ExamCurrent Firm
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
CRD#: 13233 / SEC#: , 8-28508
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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