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Joseph Ciro Amaturo

CRD# 2936222·Registered 1998 - 2020
Previously Registered: Being a previously registered professional could mean that Joseph is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Joseph Ciro Amaturo was a registered financial advisor. Joseph was a previously registered financial professional and started their career in finance 1998 - 2020. Joseph had worked at 3 firms and has passed the Series 63, Series 7TO, Series 16, Series 86, Series 87, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

THE BUCKINGHAM RESEARCH GROUP INCORPORATED·CRD# 13233
BD
New York, NY
March 20, 2007 - June 15, 2020
CREDIT AGRICOLE SECURITIES (USA) INC.·CRD# 190
BD
New York, NY
August 4, 1998 - March 23, 2007
GRUNTAL & CO., L.L.C.·CRD# 372
BD
New York, NY
January 6, 1998 - July 21, 1998

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Current Firm

TB
THE BUCKINGHAM RESEARCH GROUP INCORPORATED

THE BUCKINGHAM RESEARCH GROUP INCORPORATED

CRD#: 13233 / SEC#: 8-28508
BD
Terminated by SEC on 06/15/2020

Contact Information

Established

Delaware since 10/19/1982

Firm Type

Corporation

Fiscal Year End

September

Documents

Direct owners and executive officers

NamePositionCRD#
KEIDAN, DAVID BERNARDNON-EXECUTIVE CHAIRMAN266250
AMATURO, JOSEPH CIROCEO AND PRESIDENT, DIRECTOR2936222
ATTANASIO, ELIZABETH MARIEFINANCIAL/OPERATIONS PRINCIPAL5325007
GOLDSTEIN, PETER DCHIEF COMPLIANCE OFFICER2898210
GOLDSTEIN, PETER DCHIEF LEGAL OFFICER, DIRECTOR2898210

Disclosures

Regulatory Event

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1998About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Mar 2024About the Series 7TO exam

Series 16 — NYSE Supervisory Analyst Examination

Passed Mar 2024About the Series 16 exam

Series 86 — Research Analyst Exam - Part I Analysis Module

Passed Mar 2024About the Series 86 exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Mar 2024About the Series 87 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1997About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2024About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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