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Timothy D. Humphreys
DELAWARE WEALTH PLANNERS
Wilmington, DE 19806
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CRD#: 6015525
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Professional summary
Timothy Duncan Humphreys, CFP® is a registered financial advisor currently at DELAWARE WEALTH PLANNERS located in Wilmington, Delaware.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Timothy has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HUMPHREYS & ASSOCIATES, INC. DBA RESULTS ORIENTED INDIVIDUALS (BUSINESS CONSULTING FIRM); POSITION:100%; OWNERSHIP STARTED 1/2001; 60 HOURS/MONTH MAXIMUM BROWN HEATING & COOLING; OWNER/ADVISOR; POSITION: 45%; OWNERSHIP STARTED 12/2021; 8 HOURS/MONTH MAXIMUM MORVENT SERVICES; OWNER/ADVISOR; POSITION: 39.5%; OWNERSHIP STARTED 5/2018; 60 HOURS/MONTH MAXIMUM P.J. FITZPATRICK, LLC; OWNER/ADVISOR POSITION: 25%; OWNERSHIP STARTED 7/2020; 20 HOURS/MONTH MAXIMUM MID-ATLANTIC ORGANIZE RESOURCES COMPANY; OWNER/ADVISOR; POSITION: 33.3%; OWNERSHIP STARTED 5/2017; 5 HOURS/MONTH MAXIMUM GREEN RECOVERY TECHNOLOGY; INVESTOR; POSITION: 3%; OWNERSHIP STARTED 1/2014; 1 HOURS/MONTH MAXIMUM MIAMI DIRECT; INVESTOR; POSITION: 20%; OWNERSHIP STARTED 5/2017; 1 HOURS/MONTH MAXIMUM THIS BUSINESS/COMPANY SHOULD WRAP UP IN 2022. FAMILY TIES-TIM NO LONGER IS INVOLVED WITH THIS. ASPIRE; INVESTOR; POSITION: 1%; OWNERSHIP STARTED 1/2012; 1 HOURS/MONTH MAXIMUM JEFF FANTES HEATING & AIR CONDITIONING, INC.; OWNER/ADVISOR; POSITIONS: 50%; 20 HOURS/MONTH MAXIMUM TIM OWNS COMMERICAL PROPERITES ASSOCIATED WITH SOME OF THE BUSINESSES LISTED ABOVE.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Duncan Humphreys's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
April 29, 2020 - Present
DELAWARE WEALTH PLANNERS
Office #1: 2301 Pennsylvania Avenue, Wilmington, DE 19806RIA
CRD#: 306818
Wilmington, DE
Past
February 6, 2012 - April 24, 2020
PENN INVESTMENT ADVISORS, INC.
RIA
CRD#: 151715
WILMINGTON, DE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DELAWARE WEALTH PLANNERS
DELAWARE AVENUE WEALTH PLANNERS, LLC | DELAWARE WEALTH PLANNERS
CRD#: 306818 / SEC#: 801-131049
RIA
Registered Investment Advisory firm - (10/17/2024 Approved)Delaware
Registered Investment Advisory firm - (12/4/2024 Terminated)Maryland
Registered Investment Advisory firm - (11/25/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/22/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Delaware(4/29/2020)
Current Firm
DW
DELAWARE WEALTH PLANNERS
DELAWARE AVENUE WEALTH PLANNERS, LLC | DELAWARE WEALTH PLANNERS
CRD#: 306818 / SEC#: 801-131049
RIA
Registered Investment Advisory firm - (10/17/2024 Approved)Delaware
Registered Investment Advisory firm - (12/4/2024 Terminated)Maryland
Registered Investment Advisory firm - (11/25/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/22/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2301 Pennsylvania Avenue, Wilmington, DE 19806
Mailing Address
Phone number
(302) 254-2400
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 246 |
| AUM (Assets Under Management) | $ 155,182,754 |
Red Flags
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Company Information
DELAWARE WEALTH PLANNERS
CRD#: 306818Wilmington, DE 19806TRUST BUT VERIFY
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