Timothy J. Guerra
Professional summary
Timothy John Guerra, who also goes by Tim J Guerra, Tim John Guerra, Timothy J Guerra, Timothy John Guerra, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Sunnyvale, California.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 2012. Timothy has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy John Guerra's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 10, 2025 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 525 W Remington Dr, Ste110, Sunnyvale, CA 94087-2459August 22, 2024 - January 27, 2025
LPL FINANCIAL LLC
May 16, 2023 - October 25, 2023
ALLSTATE FINANCIAL SERVICES, LLC
April 12, 2018 - October 28, 2021
EVERLAKE DISTRIBUTORS, LLC
February 8, 2016 - April 16, 2018
ALLSTATE FINANCIAL SERVICES, LLC
December 11, 2013 - May 29, 2015
CITIGROUP GLOBAL MARKETS INC.
October 1, 2012 - October 9, 2013
J.P. MORGAN SECURITIES LLC
February 13, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/10/2025)
(9/3/2025)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
