Monica A. Lee
Professional summary
Monica Ann Lee is a registered financial professional currently at KEMA PARTNERS LLC located in Mill Valley, California.
Monica is registered as a RR (Registered Representative) and started their career in finance in 2012. Monica has worked at 2 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Monica Ann Lee's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 16, 2026 - Present
KEMA PARTNERS LLC
Office #1: 309 Laverne Ave., Mill Valley, CA 94941August 20, 2013 - January 8, 2014
SOFI SECURITIES LLC
October 8, 2012 - August 5, 2013
SOFI SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/16/2026)
(5/16/2026)
Exams
Series 7TO
Date: 5/15/2026
General Securities Representative ExaminationSeries 62
Date: 10/5/2012
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
KEMA PARTNERS LLC
CRD#: 143752 / SEC#: , 8-67600
Contact information
FINRA licenses (22 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CANN, HOWARD WHEELER III | MANAGING PARTNER, CFO, FINOP | |
| CANN, PETER TAYLOR | MANAGING PARTNER, CHIEF COMPLIANCE OFFICER | 4543062 |
| CANN, MICHAEL GRANT | PARTNER |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KEMA PARTNERS LLC
CRD#: 143752Mill Valley, CA 94941TRUST BUT VERIFY
Monitor Monica Lee
Get automatic monthly alerts on:
