Daniel Alan Lewis
CFP®Professional Summary
Daniel Alan Lewis, CFP® is a registered financial advisor currently at FIRM FOUNDATION WEALTH MANAGEMENT, LLC located in Caldwell, Idaho. Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Daniel has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Credentials
Years of Experience
14 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
FIRM FOUNDATION WEALTH MANAGEMENT, LLC | JOURNEY FINANCIAL SERVICES, LLC
Contact Information
Main Address
107 S. Kimball Ave Suite 235, Caldwell, ID 83605Phone Number
(425) 749-4099# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
603AUM (Assets Under Management)
$71,855,662Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/8/2021)
(6/23/2020)
(12/11/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Daniel Alan Lewis's CRS (Customer Relationship Summary).
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