Lauren F. Griffiths
Professional summary
Lauren Fairchild Griffiths, CFP®, who also goes by Lauren Elizabeth Fairchild, Lauren Elizabeth Griffiths, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Covington, Kentucky.
Lauren is registered as a RR (Registered Representative) and started their career in finance in 2012. Lauren has worked at 6 firms and has passed the Series 66, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lauren Fairchild Griffiths's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 31, 2016 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 100 Magellan, Covington, KY 41015October 3, 2018 - June 6, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
May 12, 2016 - July 6, 2016
FIDELITY DISTRIBUTORS COMPANY LLC
February 9, 2016 - May 12, 2016
PYRAMIS DISTRIBUTORS CORPORATION LLC
August 5, 2015 - January 14, 2016
FIDELITY BROKERAGE SERVICES LLC
September 16, 2014 - January 2, 2015
NATIONAL FINANCIAL SERVICES LLC
July 10, 2012 - August 5, 2014
STRATEGIC ADVISERS LLC
April 11, 2012 - August 5, 2014
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Covington, KY 41015TRUST BUT VERIFY
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