Elias A. Lazor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elias Alexander Lazor, who also goes by Alexander Elias Lazor, Elias A Lazor, was a registered financial advisor .
Elias is a previously registered financial advisor and started their career in finance in 1969. Elias had worked at 10 firms and has passed the Series 65, Series 63, Series 5, Series 1, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2012 - December 31, 2012
LAZOR & MAREC, AN ARIZONA CLOSE CORPORATION
January 2, 1991 - December 31, 2003
HARTWELL J M LTD PARTNERSHIP
August 16, 1984 - February 12, 1988
G.RESEARCH, LLC
October 20, 1980 - July 26, 1984
JEFFERIES LLC
January 31, 1980 - June 12, 1980
UBS FINANCIAL SERVICES INC.
January 2, 1980 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
January 6, 1977 - December 7, 1982
DREXEL BURNHAM LAMBERT INCORPORATED
December 3, 1976 - January 31, 1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
August 11, 1975 - January 6, 1977
WILLIAM D. WITTER, INC.
February 3, 1969 - June 10, 1975
BAKER, WEEKS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/15/1981
Interest Rate Options ExaminationSeries 1
Date: 3/28/1960
Registered Representative ExaminationSeries 40
Date: 8/2/1976
Registered Principal ExaminationCurrent Firm
LAZOR & MAREC, AN ARIZONA CLOSE CORPORATION
CRD#: 138644 / SEC#:
Contact information
Red Flags
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