Stanley B. Siegel
Professional summary
Stanley Barry Siegel is a registered financial professional currently at REALTA EQUITIES, INC. located in Wilmington, Delaware.
Stanley is registered as a RR (Registered Representative) and started their career in finance in 1970. Stanley has worked at 11 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 1, Series 24 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stanley Barry Siegel's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 23, 2011 - Present
REALTA EQUITIES, INC.
Office #1: 1201 N. Orange Street Suite 729, Wilmington, DE 19801August 2, 2011 - October 31, 2012
REALTA INVESTMENT ADVISORS, INC
April 27, 2006 - March 9, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
April 27, 2006 - March 9, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
May 17, 2005 - December 31, 2006
PLYMOUTH ADVISORS, LLC
November 21, 2001 - May 5, 2006
ON INVESTMENT MANAGEMENT CO
August 7, 1993 - May 3, 2006
THE O.N. EQUITY SALES COMPANY
February 22, 1985 - January 22, 1993
MAZZA, SIEGEL INVESTMENT, INC.
October 6, 1975 - September 12, 1983
RENNEISEN, RENNEISEN AND REDFIELD, INC.
August 19, 1974 - November 22, 1975
CONTINENTAL PACIFIC CAPITAL CORP
December 22, 1970 - September 15, 1975
PHILADELPHIA PENSION SECURITIES CORPORATION
October 20, 1970 - January 17, 1971
W. E. HUTTON & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/23/2011)
(9/9/2020)
(3/9/2011)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 2/26/1968
Registered Representative ExaminationSeries 00
Date: 4/6/1970
General Securities Principal ExaminationFINRA
Current Firm
REALTA EQUITIES, INC.
CRD#: 23769 / SEC#: , 8-40822
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 7 |
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Company Information
REALTA EQUITIES, INC.
CRD#: 23769Wilmington, DE 19801TRUST BUT VERIFY
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