MN
Marlys A. Nash
SUMMIT GLOBAL INVESTMENTS
Lakewood, CO
Some features on this profile are disabled
CRD#: 6013012
MN
Professional summary
Marlys Ann Nash, who also goes by Marlys Harstad, Marlys A Nash, is a registered financial advisor currently at SUMMIT GLOBAL INVESTMENTS, LLC located in Lakewood, Colorado and EQUITY SERVICES, INC. located in Lakewood, Colorado.
Marlys is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Marlys has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marlys Harstad | Marlys A Nash
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) 5M CARES, LLC - OWNER - PASS THROUGH ENTITY FOR TAX PURPOSES - LAKEWOOD, CO - SINCE 07/2013 - NOT INVESTMENT RELATED 2.) SUMMIT GLOBAL INVESTMENTS, LLC. - IAR - REGISTERED INVESTMENT ADVISOR - ENGLEWOOD, CO - SINCE 08/2023 - INVESTMENT RELATED 3.) MARLYS ANN NASH - AGENT/INSURANCE AGENT - NON-VARIABLE INSURANCE - BOUNTIFUL, UT - SINCE 10/2023 - INVESTMENT RELATED 4.) NETLAW INC. - REFERRAL SOURCE - ESTATE PLANNING - LOUISVILLE, KY - SINCE 01/2019 - NOT INVESTMENT RELATED 5.) SUMMIT GLOBAL INVESTMENTS PRIVATE WEALTH - FINANCIAL ADVISOR, PARTNER - DBA NAME FOR MARKETING PURPOSES ONLY - LAKEWOOD, CO - 08/2023 - INVESTMENT RELATED 6.) MARLYS NASH - REAL ESTATE - OWNER - REAL ESTATE SALES/RENTAL PROPERTIES/PROPERTY MANAGEMENT - LAKEWOOD, CO - 05/2013 - INVESTMENT RELATED 7.) ESTATE GURU - SALES PERSON - INTRODUCE CLIENTS TO ESTATE GURU AND THEIR SOFTWARE - LAKEWOOD, CO - 08/2025 - NOT INVESTMENT RELATED 8.) SUMMIT GLOBAL PRIVATE WEALTH - FINANCIAL ADVISOR, PARTNER - DBA NAME FOR MARKETING PURPOSES ONLY - ENGLEWOOD, CO - SINCE 11/2024 - INVESTMENT RELATED
CRS (Client Relationship Summary) - RIA
Click below to view Marlys Ann Nash's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 25, 2023 - Present
SUMMIT GLOBAL INVESTMENTS, LLC
RIA
CRD#: 157091
Lakewood, CO
Current
August 19, 2025 - Present
EQUITY SERVICES, INC.
RIA
BD
CRD#: 265
LAKEWOOD, CO
Past
January 22, 2024 - August 21, 2025
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
ENGLEWOOD, CO
Past
September 27, 2023 - December 6, 2023
VERITY INVESTMENTS, INC.
BD
CRD#: 41527
DURHAM, NC
Past
November 8, 2012 - August 31, 2023
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
Englewood, CO
Past
January 12, 2012 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
CENTENNIAL, CO
Past
January 6, 2012 - August 31, 2023
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
Englewood, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SG
SUMMIT GLOBAL INVESTMENTS, LLC
HARDEN, DAVID | SUMMIT GLOBAL PRIVATE WEALTH | SUMMIT GLOBAL INVESTMENTS, LLC | SUMMIT GLOBAL INVESTMENTS
CRD#: 157091 / SEC#: 801-76631
RIA
Registered Investment Advisory firm - (5/10/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/19/2025)
RR
California(8/19/2025)
IAR
Colorado(8/25/2023)
RR
Colorado(8/19/2025)
RR
Illinois(8/19/2025)
RR
Kansas(8/19/2025)
RR
Maryland(10/31/2025)
RR
Massachusetts(8/19/2025)
RR
Missouri(8/19/2025)
RR
New Jersey(8/19/2025)
RR
New Mexico(8/19/2025)
RR
New York(8/19/2025)
RR
North Carolina(9/24/2025)
RR
South Carolina(8/19/2025)
RR
South Dakota(8/19/2025)
RR
Utah(8/19/2025)
RR
Wisconsin(8/19/2025)
RR
Wyoming(8/19/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SG
SUMMIT GLOBAL INVESTMENTS, LLC
HARDEN, DAVID | SUMMIT GLOBAL PRIVATE WEALTH | SUMMIT GLOBAL INVESTMENTS, LLC | SUMMIT GLOBAL INVESTMENTS
CRD#: 157091 / SEC#: 801-76631
RIA
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Contact information
Main Address
620 South Main Street, Bountiful, UT 84010
Mailing Address
620 South Main Street, Bountiful, UT 84010
Phone number
(888) 251-4847
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (43 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,923 |
| AUM (Assets Under Management) | $ 1,921,141,101 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
