Nicklas M. Schaffer
Professional summary
Nicklas Michael Schaffer, who also goes by Nicklas Michael Schaffer, is a registered financial professional currently at CARL M. HENNIG, INC. located in Oshkosh, Wisconsin.
Nicklas is registered as a RR (Registered Representative) and started their career in finance in 2012. Nicklas has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicklas Michael Schaffer's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 21, 2025 - Present
CARL M. HENNIG, INC.
Office #1: 206 North Main Street, Oshkosh, WI 54901April 30, 2025 - August 21, 2025
NYLIFE SECURITIES LLC
March 13, 2012 - April 21, 2025
CARL M. HENNIG, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
(8/21/2025)
Exams
FINRA
Current Firm
CARL M. HENNIG, INC.
CRD#: 140 / SEC#: , 8-14509
Contact information
FINRA licenses (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 24 |
| AUM (Assets Under Management) | $ 24,700,000 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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