AH
Aaron M. Hessel
CETERA INVESTMENT ADVISERS LLC
LAKE OSWEGO, OR 97035
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CRD#: 6012267
AH
Professional summary
Aaron Mitchell Hessel is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Lake Oswego, Oregon and CETERA WEALTH SERVICES, LLC located in Lake Oswego, Oregon.
Aaron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Aaron has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: LAW OFFICES OF AARON M HESSEL LLC DBA HESSEL LAW OFFICES INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: LEGAL START DATE: 11/2011 POSITION/TITLE/RELATIONSHIP: OWNER / ATTORNEY APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 BRIEF DESCRIPTION OF DUTIES: LEGAL PRACTITIONER - PRIMARILY IN THE FIELD OF ESTATE PLANNING 2. NAME OF OTHER BUSINESS: HESSEL WEALTH MANAGEMENT, LLC DBA PETE'S MOUNTAIN WEALTH MANAGEMENT, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 12/2020, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: 36 DEGREES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: COMMERCIAL REAL ESTATE; START DATE: 4/2024; POSITION/TITLE/RELATIONSHIP: MEMBER/MANAGER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MEMBER AND CO-MANAGER OF LLC; 4. NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: 1323 SW SCHAEFFER ROAD, WEST LINN, OR 97068; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: COLLECT MONTHLY RENT;
CRS (Client Relationship Summary) - RIA
Click below to view Aaron Mitchell Hessel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 17040 Pilkington Road Ste 310, Lake Oswego, OR 97035RIA
CRD#: 105644
LAKE OSWEGO, OR
Current
December 3, 2020 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 17040 Pilkington Road Ste 310, Lake Oswego, OR 97035BD
CRD#: 13572
LAKE OSWEGO, OR
Past
December 3, 2020 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
January 19, 2017 - December 3, 2020
LION STREET ADVISORS, LLC
RIA
CRD#: 167610
LAKE OSWEGO, OR
Past
January 3, 2017 - December 3, 2020
LION STREET FINANCIAL, LLC
BD
CRD#: 165828
Lake Oswego, OR
Past
June 15, 2012 - January 4, 2017
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
Lake Oswego, OR
Past
March 21, 2012 - January 4, 2017
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
Lake Oswego, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/3/2020)
RR
Arizona(12/3/2020)
RR
California(12/3/2020)
RR
Hawaii(10/2/2023)
RR
Idaho(12/3/2020)
RR
Kansas(11/10/2021)
RR
Nevada(12/3/2020)
RR
New Mexico(5/14/2025)
RR
Ohio(2/12/2025)
RR
Oregon(12/3/2020)
IAR
Oregon(6/29/2023)
RR
Washington(12/3/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
