BC
Brandon J. Clouse
PRISM PLANNING PARTNERS
Libertyville, IL 60048
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CRD#: 6011176
BC
Professional summary
Brandon James Clouse is a registered financial advisor currently at PRISM PLANNING PARTNERS located in Libertyville, Illinois.
Brandon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Brandon has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Brandon Clouse is dually-registered as an investment advisor representative with Alera Investment Advisors, LLC ("Alera" - since 11/2017) and as a Registered Representative with Triad Advisors, Inc. (Triad" - since 11/2017). Business is conducted from Three Parkway North Suite 500, Deerfield, IL 60015. Approximately 90% of Mr. Clouse's time is for services as an investment advisor representative and the balance as a registered representative. Alera and Triad are not affiliated. 2) GCG Financial;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;dba;advisor;4/2012;40 hrs/month;6.5 hrs during trading;dba 3) Alera Investment Advisors;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;RIA business;advisor;11/2017;40 hrs/month;6.5 hrs during trading;provide investment management,financial planning and retirement planning services to clients 4) GCG Financial;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;fixed business;broker;4/2012;varies;varies;provide fixed business products to clients-ltc,property casualty ins,disability insurance,group benefits 5)Alera Group;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;corporation and parent company for the Alera affiliates;senior wealth advisor;1/5/2018;160 hrs/month;6.5 hrs during trading;financial professional for Alera Group,which operates under dba names Alera Group Wealth Services and Alera Group Retirement Plan Services
CRS (Client Relationship Summary) - RIA
Click below to view Brandon James Clouse's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 31, 2024 - Present
PRISM PLANNING PARTNERS
Office #1: 321 S. Milwaukee Avenue, Libertyville, IL 60048RIA
CRD#: 290485
Libertyville, IL
Past
November 4, 2017 - May 28, 2024
ALERA INVESTMENT ADVISORS, LLC
RIA
CRD#: 287906
DEERFIELD, IL
Past
November 2, 2017 - May 30, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
Deerfield, IL
Past
April 25, 2012 - November 2, 2017
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
Deerfield, IL
Past
April 3, 2012 - November 2, 2017
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
Deerfield, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PP
PRISM PLANNING PARTNERS
PRISM PLANNING PARTNERS | PRISM PLANNING PARTNERS, LLC
CRD#: 290485 / SEC#: 801-123514
RIA
Registered Investment Advisory firm - (3/24/2022 Approved)Illinois
Registered Investment Advisory firm - (3/28/2022 Terminated)North Carolina
Registered Investment Advisory firm - (4/14/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(5/31/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PP
PRISM PLANNING PARTNERS
PRISM PLANNING PARTNERS | PRISM PLANNING PARTNERS, LLC
CRD#: 290485 / SEC#: 801-123514
RIA
Registered Investment Advisory firm - (3/24/2022 Approved)Illinois
Registered Investment Advisory firm - (3/28/2022 Terminated)North Carolina
Registered Investment Advisory firm - (4/14/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
321 S. Milwaukee Avenue, Libertyville, IL 60048
Mailing Address
Phone number
(847) 250-9870
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 382 |
| AUM (Assets Under Management) | $ 191,355,583 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
