Robert C. Watson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Carrall Watson was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1970. Robert had worked at 6 firms and has passed the Series 65, Series 63, SIE, PC, Series 000, Series 1, Series 8 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 1992 - April 5, 2019
LYSTER WATSON SECURITIES, INC.
April 8, 1992 - March 5, 2004
LYSTER WATSON & COMPANY
May 2, 1983 - August 30, 1991
ABN AMRO SECURITIES LLC
May 3, 1979 - May 12, 1983
PERSHING LLC
March 2, 1978 - March 5, 1979
LEHMAN BROTHERS INC.
July 15, 1970 - February 3, 1978
H.C.WAINWRIGHT & CO., LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 4/1/1979
AMEX Put and Call ExamSeries 000
Date: 4/24/1970
General Securities Principal ExaminationSeries 1
Date: 4/24/1970
Registered Representative ExaminationSeries 8
Date: 5/25/1990
General Securities Sales Supervisor Examination (Options Module & General Module)Series 40
Date: 1/30/1975
Registered Principal ExaminationCurrent Firm
LYSTER WATSON SECURITIES, INC.
CRD#: 30210 / SEC#: , 8-44783
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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