R. A. Kirby

RIDGEBROOKE CAPITAL MANAGEMENT LLC

Cookeville, TN 38501

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CRD#: 6010124

Professional summary

R. Alan Kirby, who also goes by Alan Kirby, Ronald Alan Kirby, is a registered financial advisor currently at RIDGEBROOKE CAPITAL MANAGEMENT LLC located in Cookeville, Tennessee.

R. is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. R. has worked at 5 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alan Kirby | Ronald Alan Kirby

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) International Foundation for Retirement Education; No; Barrington, IL; Member of the Board; 02/2023; 1/MO; 0/MO; Attend quarterly teleconference meetings to discuss education, testing, and oversight of CRC certificants. (2)THE NAME OF THE OTHER BUSINESS: RIDGEBROOKE RETIREMENT PLANNING, LLC (DBA RIDGEBROOKE TAX & RETIREMENT PLANNING) INVESTMENT RELATED?: Yes ADDRESS OF OTHER BUSINESS: 5 S. JEFFERSON AVE. COOKEVILLE, TN 38501 ADDRESS OF OTHER BUSINESS: 9724 Kingston Pike Suite 103, Knoxville, TN 37922 NATURE OF OTHER BUSINESS: INSURANCE AGENCY, TAX PREPARATION SERVICES, SALE OF PRECIOUS METALS YOUR POSITION: MANAGING MEMBER START DATE: 02/2020 HOW MANY HOURS YOU DEVOTE TO THE OTHER BUSINESS PER MONTH: 40 HOW MANY HOURS YOU DEVOTE TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS: 40 IEFLY DESCRIBE YOUR DUTIES: INSURANCE ADVISOR / TAX PREPARER / SALE OF PRECIOUS METALS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view R. Alan Kirby's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 18, 2020 - Present

RIDGEBROOKE CAPITAL MANAGEMENT LLC

Office #1: 5 S. Jefferson Avenue, Cookeville, TN 38501Office #2: 9724 Kingston Pike Ste. 702, Knoxville, TN 37922

RIA

CRD#: 311117

Cookeville, TN

Past

May 2, 2018 - February 17, 2021

VIRTUE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 167816

Knoxville, TN

Past

June 25, 2015 - April 27, 2018

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

COOKEVILLE, TN

Past

May 10, 2013 - June 24, 2015

ROYAL FUND MANAGEMENT, LLC

RIA

CRD#: 144434

COOKEVILLE, TN

Past

March 12, 2012 - May 31, 2013

AMERICAN ELITE RETIREMENT

RIA

CRD#: 152499

COOKEVILLE, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(12/18/2020)

IAR

Texas
(8/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/1/2011

Uniform Investment Adviser Law Examination

Current Firm

RIDGEBROOKE CAPITAL MANAGEMENT LLC

CRD#: 311117 / SEC#:

Tennessee

Registered Investment Advisory firm - (12/18/2020 Approved)

Texas

Registered Investment Advisory firm - (8/5/2024 Conditional Restricted)

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Contact information

Main Address

5 S. Jefferson Avenue, Cookeville, TN 38501

Mailing Address

Phone number

(931) 526-8515

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	355
AUM (Assets Under Management)	$ 56,635,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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R. A. Kirby

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view R. Alan Kirby's CRS (Customer Relationship Summary).

Certified licenses

Experience

RIDGEBROOKE CAPITAL MANAGEMENT LLC

VIRTUE CAPITAL MANAGEMENT, LLC

HORTER INVESTMENT MANAGEMENT, LLC

ROYAL FUND MANAGEMENT, LLC

AMERICAN ELITE RETIREMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 8/1/2011

Current Firm

RIDGEBROOKE CAPITAL MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RIDGEBROOKE CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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