Holland N. Mills
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Holland Newton Mills SR, who also goes by Dutch Mills Sr, Holland N Mills, Holland Newton Mills, was a registered financial professional .
Holland is a previously registered financial professional and started their career in finance in 1974. Holland had worked at 9 firms and has passed the Series 63, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 1996 - November 1, 2017
FIRST HEARTLAND CAPITAL, INC.
January 30, 1991 - August 12, 1996
MUTUAL SERVICE CORPORATION
November 27, 1989 - December 14, 1990
WOODBURY FINANCIAL SERVICES, INC.
July 15, 1985 - December 8, 1987
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 17, 1984 - July 26, 1985
FSC SECURITIES CORPORATION
July 9, 1981 - February 6, 1984
TITAN/VALUE EQUITIES GROUP, INC.
April 26, 1977 - July 8, 1981
INDEPENDENT FINANCIAL PLANNERS CORPORATION
October 23, 1975 - June 5, 1977
THE O.N. EQUITY SALES COMPANY
March 18, 1974 - November 27, 1975
CNA INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/12/1974
Registered Representative ExaminationCurrent Firm
FIRST HEARTLAND CAPITAL, INC.
CRD#: 32460 / SEC#: , 8-46008
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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