John David Bauerle
Professional Summary
John David Bauerle is a registered financial advisor currently at ATTIS SECURITIES located in Denver, Colorado. John is registered as a RR (Registered Representative) and started their career in finance in 2012. John has worked at 2 firms and has passed the Series 99TO, SIE and Series 99 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
14 years in the financial services industry
Current & Past Employments
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Current Firm
ATTIS SECURITIES | ATTIS SECURITIES LLC
Contact Information
Main Address
260 N Josephine Street, Suite 300, Denver, CO 80206Mailing Address
260 N Josephine Street, Suite 300, Denver, CO 80206Phone Number
(303) 879-6222Established
Delaware since 11/28/2023Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view John David Bauerle's CRS (Customer Relationship Summary).
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