Pamela Y. Dobson

MOULTON WEALTH MANAGEMENT,

SPOKANE VALLEY, WA 99216

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CRD#: 6008593

Professional summary

Pamela Yvonne Dobson, who also goes by Pamela Yvonne Bounds, Pamela Yvonne Richardson, is a registered financial advisor currently at MOULTON WEALTH MANAGEMENT, INC located in Spokane Valley, Washington.

Pamela is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Pamela has worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Pamela Yvonne Bounds | Pamela Yvonne Richardson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pamela Yvonne Dobson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 16, 2019 - Present

MOULTON WEALTH MANAGEMENT, INC

Office #1: 420 N Evergreen Rd. Suite 100, Spokane Valley, WA 99216

RIA

CRD#: 304598

SPOKANE VALLEY, WA

Past

September 19, 2018 - May 18, 2020

CETERA ADVISORS LLC

RIA

CRD#: 10299

SPOKANE VALLEY, WA

Past

September 19, 2018 - May 18, 2020

CETERA ADVISORS LLC

CRD#: 10299

SPOKANE VALLEY, WA

Past

April 9, 2014 - April 30, 2018

D.A. DAVIDSON & CO.

RIA

CRD#: 199

COEUR D' ALENE, ID

Past

November 8, 2013 - April 30, 2018

D.A. DAVIDSON & CO.

CRD#: 199

COEUR D' ALENE, ID

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MOULTON WEALTH MANAGEMENT, INC

CRD#: 304598 / SEC#: 801-117148

RIA

Registered Investment Advisory firm - (8/12/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/17/2019)

IAR

Washington
(9/16/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/7/2014

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/8/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/8/2013

General Securities Representative Examination

Current Firm

MOULTON WEALTH MANAGEMENT, INC

CRD#: 304598 / SEC#: 801-117148

RIA

Registered Investment Advisory firm - (8/12/2019 Approved)

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Contact information

Main Address

420 N Evergreen Rd. Suite 100, Spokane Valley, WA 99216

Mailing Address

Phone number

(509) 922-3110

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE (2/16/2025)

FORM ADV2A (2/16/2025)

Regulatory assets under management

Total Number of Accounts	566
AUM (Assets Under Management)	$ 144,028,737

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Pamela Y. Dobson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pamela Yvonne Dobson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

CETERA ADVISORS LLC

D.A. DAVIDSON & CO.

D.A. DAVIDSON & CO.

Primary Firm SEC Registration

MOULTON WEALTH MANAGEMENT, INC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/7/2014

Series 7TO

Date: 3/8/2024

SIE

Date: 10/1/2018

Series 7

Date: 11/8/2013

Current Firm

MOULTON WEALTH MANAGEMENT, INC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MOULTON WEALTH MANAGEMENT, INC

TRUST BUT VERIFY

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