Corey A. Coleman

PRECEPT ADVISORY GROUP LLC

Portland, OR

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CRD#: 6007971

Professional summary

Corey Alan Coleman, AIF® is a registered financial advisor currently at PRECEPT ADVISORY GROUP LLC located in Portland, Oregon.

Corey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Corey has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Film Action Oregon (DBA Hollywood Theatre), 4035 NE Sandy Blvd, #212, Portland, OR - 2/26/2024 - Contract Instructor - Occasional Class Instructing - Not Investment Related - estimated 4 hours/month, 0 trading hours devoted.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Corey Alan Coleman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

December 18, 2020 - Present

PRECEPT ADVISORY GROUP LLC

RIA

CRD#: 152776

Portland, OR

Past

March 29, 2017 - November 16, 2020

HUB INTERNATIONAL INVESTMENT SERVICES INC.

RIA

CRD#: 150252

Portland, OR

Past

March 14, 2017 - November 4, 2020

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Portland, OR

Past

March 13, 2017 - November 4, 2020

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Portland, OR

Past

March 13, 2017 - November 16, 2020

HUB INTERNATIONAL INVESTMENT SERVICES INC.

CRD#: 150252

KANSAS CITY, MO

Past

March 7, 2016 - March 14, 2017

LPL FINANCIAL LLC

CRD#: 6413

PORTLAND, OR

Past

January 6, 2012 - January 12, 2016

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

CEDAR RAPIDS, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRECEPT ADVISORY GROUP LLC

F.B.P. INSURANCE SERVICES, INC. | PRECEPT GROUP | PRECEPT ADVISORY GROUP LLC

CRD#: 152776 / SEC#: 801-71072

RIA

Registered Investment Advisory firm - (2/8/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/18/2020)

IAR

Oregon
(4/19/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/8/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/22/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 1/5/2012

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PRECEPT ADVISORY GROUP LLC

F.B.P. INSURANCE SERVICES, INC. | PRECEPT GROUP | PRECEPT ADVISORY GROUP LLC

CRD#: 152776 / SEC#: 801-71072

RIA

Registered Investment Advisory firm - (2/8/2010 Approved)

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Contact information

Main Address

130 Theory Suite 200, Irvine, CA 92617

Mailing Address

Phone number

(800) 344-1430

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	63
AUM (Assets Under Management)	$ 5,008,561,864

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Corey A. Coleman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Corey Alan Coleman's CRS (Customer Relationship Summary).

Certified licenses

Experience

HUB INTERNATIONAL INVESTMENT SERVICES INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

HUB INTERNATIONAL INVESTMENT SERVICES INC.

LPL FINANCIAL LLC

TRANSAMERICA INVESTORS SECURITIES, LLC

Primary Firm SEC Registration

PRECEPT ADVISORY GROUP LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/8/2016

Series 63

Date: 3/22/2016

SIE

Date: 10/1/2018

Series 6

Date: 1/5/2012

Current Firm

PRECEPT ADVISORY GROUP LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRECEPT ADVISORY GROUP LLC

TRUST BUT VERIFY

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