Nicholas J. Derose
Professional summary
Nicholas James Derose is a registered financial professional currently at GROWTHPOINT TECHNOLOGY PARTNERS, LLC located in San Francisco, California.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2011. Nicholas has worked at 1 firm and has passed the Series 63, SIE, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas James Derose's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 24, 2011 - Present
GROWTHPOINT TECHNOLOGY PARTNERS, LLC
Office #1: 601 California Street Suite 1250, San Francisco, CA 94108Office #2: 601 California Street Ste 1250, San Francisco, CA 94108State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/13/2012)
(9/17/2013)
(11/6/2020)
(9/17/2013)
(9/17/2013)
(9/17/2013)
(9/17/2013)
(9/17/2013)
(9/17/2013)
(9/17/2013)
(9/17/2013)
(9/17/2013)
Exams
FINRA
Current Firm
GROWTHPOINT TECHNOLOGY PARTNERS, LLC
CRD#: 137438 / SEC#: , 8-67086
Contact information
FINRA licenses (17 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
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