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Brent A. Moeller
VALIC FINANCIAL ADVISORS
Eugene, OR 97401
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CRD#: 6007122
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Professional summary
Brent Arnold Moeller is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Eugene, Oregon.
Brent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Brent has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CENTRAL LUTHERAN FOUNDATION POSITION: Board Member NATURE: I have been chosen to be a Board Member of the Central Lutheran Foundation which is a non-profit charitable religious organization dedicated to grants for charitable and educational purposes. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2021 ADDRESS: 1857 Potter St, Eugene OR 97403, United States DESCRIPTION: Attend Board meetings as a voting member and help determine grant requests. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products CENTRAL LUTHERAN CHURCH POSITION: Treasurer NATURE: I have been appointed Treasurer for the Church. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/21/2023 ADDRESS: 1857 Potter St, Eugene OR 97403, United States DESCRIPTION: As the church Treasurer I will oversee finances of the church and report to the church council the financial conditions and assist in determining the annual budget. The church employees a bookeeper to do the day to day financial activities. I will not be involved in day to day financial transactions but I will oversee and approve certain transactions. I have check writing authority but the church has a "dual signer" policy to ensure 2 signatures on any checks. CENTRAL LUTHERAN FOUNDATION POSITION: Board Member NATURE: I am on the Board of a non profit Foundation that make grants and gifts to other non profit organizations and provides scholarships to deserving students. Total Foundation Assets $2,500,000 INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/02/2024 ADDRESS: 1857 Potter St, Eugene OR 97403, United States DESCRIPTION: Meet with other board members and accept and review applications from other non profit organizations for grants and gifts.
CRS (Client Relationship Summary) - RIA
Click below to view Brent Arnold Moeller's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brent Arnold Moeller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 24, 2014 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 488 East 11th Avenue Suite 220 B, Eugene, OR 97401RIA
BD
CRD#: 42803
Eugene, OR
Current
February 24, 2014 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 488 East 11th Avenue Suite 220 B, Eugene, OR 97401RIA
BD
CRD#: 42803
Eugene, OR
Past
August 20, 2012 - December 23, 2013
KEY INVESTMENT SERVICES LLC
RIA
CRD#: 136300
EUGENE, OR
Past
December 15, 2011 - December 23, 2013
KEY INVESTMENT SERVICES LLC
BD
CRD#: 136300
EUGENE, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/23/2018)
IAR
California(10/16/2019)
RR
Oregon(2/24/2014)
IAR
Oregon(2/24/2014)
RR
Pennsylvania(7/17/2023)
IAR
Pennsylvania(7/17/2023)
RR
Utah(3/22/2017)
IAR
Utah(3/22/2017)
RR
Washington(12/6/2022)
IAR
Washington(12/6/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2919 Allen Parkway L3-20, Houston, TX 77019
Mailing Address
2919 Allen Parkway L3-20, Houston, TX 77019-2158
Phone number
(866) 544-4968
Established
Texas since 11/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,633
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803Eugene, OR 97401TRUST BUT VERIFY
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