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CS

Callan A. Smith

BLEY INVESTMENT GROUP
Fort Worth, TX 76116
Some features on this profile are disabled
CRD#: 6006884
CS

Professional summary

Callan Anne Smith is a registered financial professional currently at BLEY INVESTMENT GROUP, INC. located in Fort Worth, Texas.

Callan is registered as a RR (Registered Representative) and started their career in finance in 2012. Callan has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Callan Anne Smith's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 20, 2022 - Present

BLEY INVESTMENT GROUP, INC.

Office #1: 6300 Ridglea Place Suite 508, Fort Worth, TX 76116Office #2: 6300 Ridglea Place #508, Fort Worth, TX 76116
BD
CRD#: 26678
Fort Worth, TX
Past

May 20, 2013 - October 20, 2020

FORTUNE FINANCIAL SERVICES, INC.

BD
CRD#: 42150
SOLANA BEACH, CA
Past

November 20, 2012 - May 17, 2013

SCF SECURITIES, INC.

BD
CRD#: 47275
SAN DIEGO, CA
Past

June 1, 2012 - September 25, 2012

R.W. SMITH & ASSOCIATES, LLC

BD
CRD#: 16605
JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/31/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/23/2012
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BI
BLEY INVESTMENT GROUP, INC.
ASSET INCOME SECURITIES, INC. | BLEY INVESTMENTS GROUP, INC. | BLEY INVESTMENT GROUP, INC. | ASSURANCE INCOME SECURITIES, INC.

CRD#: 26678 / SEC#: , 8-42701

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
6300 Ridglea Place Suite 519, Fort Worth, TX 76109-4911
Mailing Address
6300 Ridglea Place Suite 508, Fort Worth, TX 76116
Phone number
(817) 732-2442
Established
Texas since 05/14/1990
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (15 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
PIERCE, PAIGE WYMANPRESIDENT, CEO, FINOP1395210
BRIGGS, JONATHAN WILBORCHIEF COMPLIANCE OFFICER3215005

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BLEY INVESTMENT GROUP, INC.

CRD#: 26678Fort Worth, TX 76116

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