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JK

Janice M. Keating

FIDELITY DISTRIBUTORS COMPANY LLC
Jersey City, NJ 07310
Some features on this profile are disabled
CRD#: 6006836
JK

Professional summary

Janice Mary Keating, who also goes by Janice Mary Keating, is a registered financial professional currently at FIDELITY DISTRIBUTORS COMPANY LLC located in Jersey City, New Jersey and NATIONAL FINANCIAL SERVICES LLC located in Jersey City, New Jersey.

Janice is registered as a RR (Registered Representative) and started their career in finance in 2012. Janice has worked at 6 firms and has passed the SIE, Series 99TO and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Janice Mary Keating

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Janice Mary Keating's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 2, 2012 - Present

FIDELITY DISTRIBUTORS COMPANY LLC

Office #1: 499 Washington Blvd, Jersey City, NJ 07310
BD
CRD#: 17507
Jersey City, NJ
Current

October 2, 2012 - Present

NATIONAL FINANCIAL SERVICES LLC

Office #1: 499 Washington Blvd, Jersey City, NJ 07310
BD
CRD#: 13041
Jersey City, NJ
Current

October 2, 2012 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 499 Washington Blvd, Jersey City, NJ 07310
BD
CRD#: 7784
Jersey City, NJ
Current

March 5, 2020 - Present

FIDELITY PRIME FINANCING

Office #1: 155 Seaport Blvd., Boston, MA 02210
BD
CRD#: 299736
Boston, MA
Current

June 9, 2022 - Present

GREEN PIER FINTECH LLC

Office #1: 499 Washington Blvd, Jersey City, NJ 07310
BD
CRD#: 313305
JERSEY CITY, NJ
Past

October 2, 2012 - December 31, 2019

FIDELITY DISTRIBUTORS CORPORATION

BD
CRD#: 6848
JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
Principal/Supervisory Exam
RR
Series 27
Date: 10/1/2012
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

GP
GREEN PIER FINTECH LLC
GREEN PIER FINTECH LLC

CRD#: 313305 / SEC#: , 8-70700

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
245 Summer Street V3a, Boston, MA 02210
Mailing Address
245 Summer Street V3a, Boston, MA 02210
Phone number
(617) 563-7000
Established
Delaware since 02/05/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FIDELITY GLOBAL BROKERAGE GROUP, INC.MEMBER
DESJOURDY, BRIANVP STRATEGY2520622
HOLMES, GARYCHIEF COMPLIANCE OFFICER3171812
MORAN, EDWARD MICHAELPRINCIPAL OPERATIONS OFFICER1273715
PRICE, MATTHEWCHIEF EXECUTIVE OFFICER1417511
SMITH, JORDANPRINCIPAL FINANCIAL OFFICER6534026
WEAVER, BRYAN ROBERTCHIEF LEGAL OFFICER2933941

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GREEN PIER FINTECH LLC

CRD#: 313305Jersey City, NJ 07310

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