Verlin L. Frickel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Verlin Leroy Frickel, who also goes by Verlin Frickel, was a registered financial professional .
Verlin is a previously registered financial professional and started their career in finance in 1971. Verlin had worked at 12 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 28, 1996 - March 20, 2024
INTERFUND MANAGEMENT SERVICES, INC.
November 1, 1993 - December 20, 1993
PACIFIC HARBOR SECURITIES, INC.
April 1, 1993 - November 4, 1993
HORNOR, TOWNSEND & KENT, LLC
October 10, 1984 - March 30, 1993
PACIFIC HARBOR SECURITIES, INC.
August 10, 1983 - October 15, 1984
FSC SECURITIES CORPORATION
July 6, 1983 - September 12, 1983
WZW FINANCIAL SERVICES, INC.
April 21, 1983 - August 22, 1983
ENTERPRISE FUND DISTRIBUTORS, INC.
December 16, 1976 - July 5, 1983
CORNERSTONE FINANCIAL SERVICES, INC.
July 18, 1975 - August 8, 1976
HIMCO DISTRIBUTION SERVICES COMPANY
November 19, 1974 - September 18, 1975
OPPENHEIMER ASSET MANAGEMENT CORPORATION
April 25, 1974 - November 7, 1974
SOMERSET EQUITY CORPORATION
June 13, 1973 - August 16, 1973
M. H. DECKARD & CO., INC.
February 8, 1971 - July 12, 1974
FALCON FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/26/1971
Registered Representative ExaminationCurrent Firm
INTERFUND MANAGEMENT SERVICES, INC.
CRD#: 116103 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 37 |
| AUM (Assets Under Management) | $ 12,186,009 |
Red Flags
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