MH
Mitch W. Hamilton
CETERA INVESTMENT ADVISERS LLC
Lake Tapps, WA
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CRD#: 6006137
MH
Professional summary
Mitch Wayne Hamilton is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Lake Tapps, Washington and CETERA WEALTH SERVICES, LLC located in Lake Tapps, Washington.
Mitch is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Mitch has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: WESTSTAR PROSPERITY PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 09/2023 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: MY DUTIES ARE TO PROVIDE FINANCIAL ADVICE TO MY CLIENTS TO HELP THEM ACHIEVE THEIR FINANCIAL GOALS. 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 09/2023 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 2 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE 3. NAME OF OTHER BUSINESS: DIERINGER SCHOOL DISTRICT; INVESTMENT RELATED: NO; ADDRESS: 20029 12TH STREET E BONNEY LAKE, WA 98391; NATURE OF BUSINESS: COACHING; START DATE: 12/2023; POSITION/TITLE/RELATIONSHIP: BASKETBALL COACH; APX NUMBER OF HOURS PER WEEK: 12; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: TEACHING BASKETBALL TO MIDDLE SCHOOL STUDENTS; 4. NAME OF OTHER BUSINESS: MITCH W. HAMILTON LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ENTITY FOR TAX PURPOSES; START DATE: 02/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ENTITY FOR TAX FILING PURPOSES;
CRS (Client Relationship Summary) - RIA
Click below to view Mitch Wayne Hamilton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 19, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
Lake Tapps, WA
Current
September 19, 2023 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
LAKE TAPPS, WA
Past
March 7, 2016 - August 17, 2023
CUSO FINANCIAL SERVICES, L.P.
RIA
CRD#: 42132
BONNEY LAKE, WA
Past
March 7, 2016 - August 17, 2023
CUSO FINANCIAL SERVICES, L.P.
BD
CRD#: 42132
BONNEY LAKE, WA
Past
December 9, 2015 - March 10, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
SEATTLE, WA
Past
December 9, 2015 - March 10, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
SEATTLE, WA
Past
April 16, 2012 - December 3, 2015
EDWARD JONES
RIA
CRD#: 250
EDMONDS, WA
Past
January 26, 2012 - December 3, 2015
EDWARD JONES
BD
CRD#: 250
EDMONDS, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/17/2024)
RR
Maryland(9/19/2023)
RR
Massachusetts(9/19/2023)
RR
Montana(9/19/2023)
RR
Nevada(9/19/2023)
RR
New Hampshire(9/19/2023)
RR
New York(9/19/2023)
RR
Oregon(9/19/2023)
RR
Rhode Island(9/19/2023)
RR
Texas(9/19/2023)
IAR
Texas(9/20/2023)
RR
Washington(9/19/2023)
IAR
Washington(9/19/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
