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Alex G Pudlo

Alex G. Pudlo

JOHNSON WEALTH
Madison, WI 53703
Some features on this profile are disabled
CRD#: 6006061
Alex G Pudlo

Professional summary

Alex G Pudlo, CFP®, ChFC® is a registered financial advisor currently at JOHNSON WEALTH INC. located in Madison, Wisconsin.

Alex is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Alex has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Johnson Bank; investment related affiliate; 10 E Doty Street, Madison, WI; wealth management, trust services, banking, loans; VP Wealth Advisor; March 2022; full-time wealth advisor and dual employee of Johnson Bank and Johnson Wealth.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alex G Pudlo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2017

ChFC®

Chartered Financial Consultant

Experience

Current

May 5, 2022 - Present

JOHNSON WEALTH INC.

Office #1: 10 East Doty Street, Suite 320, Madison, WI 53703
RIA
CRD#: 125557
Madison, WI
Past

August 6, 2018 - April 29, 2022

LPL FINANCIAL LLC

RIA
CRD#: 6413
BELLEVILLE, WI
Past

August 6, 2018 - April 29, 2022

LPL FINANCIAL LLC

BD
CRD#: 6413
BELLEVILLE, WI
Past

July 16, 2012 - June 19, 2018

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
MADISON, WI
Past

February 14, 2012 - June 19, 2018

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
MADISON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
JOHNSON WEALTH INC.
CLEARY GULL ADVISORS INC. | MBO CLEARY ADVISORS INC. | JOHNSON WEALTH INC. | JOHNSON FINANCIAL GROUP INC.

CRD#: 125557 / SEC#: 801-61862

RIA
Registered Investment Advisory firm - (3/4/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Wisconsin
(5/5/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/27/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/13/2012
General Securities Representative Examination

Current Firm

JW
JOHNSON WEALTH INC.
CLEARY GULL ADVISORS INC. | MBO CLEARY ADVISORS INC. | JOHNSON WEALTH INC. | JOHNSON FINANCIAL GROUP INC.

CRD#: 125557 / SEC#: 801-61862

RIA
Registered Investment Advisory firm - (3/4/2003 Approved)
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Contact information

Main Address
555 East Wells Street Suite 1900, Milwaukee, WI 53202
Mailing Address
Phone number
(414) 291-4500
Established
Firm type
Fiscal year end
# of Employees
132

SEC notice filing (45 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

JWI BROCHURE 3-27-2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts6,888
AUM (Assets Under Management)$ 9,109,318,040

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
01/27/2025
Cover Page
Report
10/25/2023
Cover Page
Report
12/21/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JOHNSON WEALTH INC.

CRD#: 125557Madison, WI 53703

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