George Eric Dale
CFP®Professional Summary
George Eric Dale, CFP® is a registered financial advisor currently at PINE DISTRIBUTORS LLC located in Providence, Rhode Island. George is registered as a RR (Registered Representative) and started their career in finance in 1974. George has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 5, PC, Series 1, Series 10, Series 9, Series 4, Series 24 and Series 53 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Credentials
Years of Experience
53 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
PINE DISTRIBUTORS LLC
Contact Information
Main Address
501 S. Cherry Street Suite 610, Denver, CO 80246Mailing Address
501 S. Cherry Street Suite 610, Denver, CO 80246Phone Number
(720) 651-8092Established
Delaware since 08/30/2022Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/6/2026)
(1/23/2026)
(1/5/2026)
(1/23/2026)
(1/6/2026)
(1/21/2026)
(1/5/2026)
(1/6/2026)
(1/6/2026)
(1/7/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 5 — Interest Rate Options Examination
Passed Jun 1982PC — AMEX Put and Call Exam
Passed Sep 1977Series 1 — Registered Representative Examination
Passed Dec 1973Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Dec 2006About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Nov 2006About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view George Eric Dale's CRS (Customer Relationship Summary).
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