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DG

David A. Gallias

SIXTH STREET BD
San Francisco, CA 94129
Some features on this profile are disabled
CRD#: 6004624
DG

Professional summary

David Anselm Gallias is a registered financial professional currently at SIXTH STREET BD, LLC located in San Francisco, California.

David is registered as a RR (Registered Representative) and started their career in finance in 2012. David has worked at 3 firms and has passed the Series 99TO, SIE, Series 99 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Anselm Gallias's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 20, 2019 - Present

SIXTH STREET BD, LLC

Office #1: 1 Letterman Drive Building B, Suite B6-100, San Francisco, CA 94129
BD
CRD#: 281933
San Francisco, CA
Past

March 9, 2016 - August 20, 2019

MAN INVESTMENTS INC.

BD
CRD#: 15770
NEW YORK, NY
Past

March 2, 2012 - July 24, 2012

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 3/1/2012
Operations Professional Examination
Principal/Supervisory Exam
RR
Series 27
Date: 3/9/2016
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SS
SIXTH STREET BD, LLC
SIXTH STREET BD, LLC | TSSP BD, LLC

CRD#: 281933 / SEC#: , 8-69697

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
888 Seventh Avenue 41st Floor, New York, NY 10106
Mailing Address
888 Seventh Avenue 41st Floor, New York, NY 10106
Phone number
+1 (212) 405-8418
Established
Delaware since 01/26/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SIXTH STREET PARTNERS MANAGEMENT COMPANY, L.P.MEMBER
SIXTH STREET PARTNERS II MANAGEMENT COMPANY, L.P.MEMBER
CHEN, DAVID ERICCHIEF COMPLIANCE OFFICER5679045
D'ARCY, BRIAN EDWARDCO-CHIEF EXECUTIVE OFFICER4972383
SIMMONDS, IAN TIMOTHYCO-CHIEF EXECUTIVE OFFICER5028367
TSSP HOLDCO MANAGEMENT, LLCMANAGING MEMBER
WANEK, DANIEL LOUISCHIEF FINANCIAL OFFICER/FINOP, POO, PFO6534764

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SIXTH STREET BD, LLC

CRD#: 281933San Francisco, CA 94129

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