Daniel Marshall

SMEAD CAPITAL MANAGEMENT

Phoenix, AZ 85016

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CRD#: 6004317

Professional summary

Daniel Marshall, who also goes by Daniel Charles Marshall, Daniel Marshall, is a registered financial advisor currently at SMEAD CAPITAL MANAGEMENT, INC. located in Phoenix, Arizona and SMEAD FUNDS DISTRIBUTORS, LLC located in Phoenix, Arizona.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Daniel has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel Charles Marshall | Daniel Marshall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Marshall's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 7, 2020 - Present

SMEAD CAPITAL MANAGEMENT, INC.

Office #1: 2777 E. Camelback Rd Suite 375, Phoenix, AZ 85016

RIA

CRD#: 143567

Phoenix, AZ

Current

December 5, 2025 - Present

SMEAD FUNDS DISTRIBUTORS, LLC

Office #1: 2502 East Camelback Road Suite 210, Phoenix, AZ 85016

CRD#: 173734

Phoenix, AZ

Past

June 1, 2020 - December 31, 2025

DISTRIBUTION SERVICES, LLC

CRD#: 25938

Phoenix, AZ

Past

May 13, 2020 - May 29, 2020

ALPS DISTRIBUTORS, INC.

CRD#: 16853

DENVER, CO

Past

July 21, 2015 - May 17, 2018

EDWARD JONES

RIA

CRD#: 250

TEMPE, AZ

Past

November 5, 2013 - May 17, 2018

EDWARD JONES

CRD#: 250

TEMPE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SMEAD CAPITAL MANAGEMENT, INC.

SKAMOKAWA GROUP | SMEAD CAPITAL MANAGEMENT, INC.

CRD#: 143567 / SEC#: 801-67839

RIA

Registered Investment Advisory firm - (4/26/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Arizona
(7/7/2020)

Arizona
(1/2/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/1/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 5/17/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/4/2013

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SMEAD CAPITAL MANAGEMENT, INC.

SKAMOKAWA GROUP | SMEAD CAPITAL MANAGEMENT, INC.

CRD#: 143567 / SEC#: 801-67839

RIA

Registered Investment Advisory firm - (4/26/2007 Approved)

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Contact information

Main Address

2502 East Camelback Road Suite 210, Phoenix, AZ 85016

Mailing Address

Phone number

(602) 889-3660

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SMEAD CAPITAL MANAGEMENT FORM ADV PART 2A MARCH 12 2025 (3/12/2025)

Regulatory assets under management

Total Number of Accounts	131
AUM (Assets Under Management)	$ 7,168,225,918

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel Marshall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Marshall's CRS (Customer Relationship Summary).

Certified licenses

Experience

SMEAD FUNDS DISTRIBUTORS, LLC

DISTRIBUTION SERVICES, LLC

ALPS DISTRIBUTORS, INC.

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

SMEAD CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/1/2015

SIE

Date: 5/17/2018

Series 7

Date: 11/4/2013

FINRA

Current Firm

SMEAD CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SMEAD CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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