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EB

Edward G. Bruksch

ASCENDIANT CAPITAL MARKETS
Jupiter, FL 33477
Some features on this profile are disabled
CRD#: 600412
EB

Professional summary

Edward Gregory Bruksch is a registered financial professional currently at ASCENDIANT CAPITAL MARKETS, LLC located in Jupiter, Florida.

Edward is registered as a RR (Registered Representative) and started their career in finance in 1970. Edward has worked at 9 firms and has passed the Series 63, SIE, Series 62, Series 5, Series 1, Series 8, Series 4 and Series 40 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Edward Gregory Bruksch's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 29, 2016 - Present

ASCENDIANT CAPITAL MARKETS, LLC

Office #1: 110 Front Street, Suite 300, Jupiter, FL 33477
BD
CRD#: 152912
Jupiter, FL
Past

July 8, 2002 - February 2, 2007

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
CHICAGO, IL
Past

March 1, 2002 - April 23, 2002

ABN AMRO INCORPORATED

BD
CRD#: 15776
STAMFORD, CT
Past

April 30, 2001 - March 1, 2002

ABN AMRO SECURITIES LLC

BD
CRD#: 6540
NEW YORK, NY
Past

June 27, 2000 - April 30, 2001

ABN AMRO INCORPORATED

BD
CRD#: 15776
STAMFORD, CT
Past

February 25, 1991 - June 21, 2000

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

August 8, 1980 - February 11, 1991

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

December 31, 1976 - August 2, 1980

MESIROW FINANCIAL, INC.

BD
CRD#: 2764
Past

July 7, 1975 - February 5, 1977

SEWARD SECURITIES CORP.

BD
CRD#: 6788
Past

July 13, 1970 - August 17, 1975

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(11/4/2016)
RR
Illinois
(9/30/2016)

Exams

State Security Law Exam
RR
Series 63
Date: 11/3/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 62
Date: 9/29/2016
Corporate Securities Limited Representative Examination
General Industry/Product Exam
RR
Series 5
Date: 4/7/1987
Interest Rate Options Examination
General Industry/Product Exam
RR
Series 1
Date: 7/6/1970
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 8
Date: 9/15/1986
General Securities Sales Supervisor Examination (Options Module & General Module)
Principal/Supervisory Exam
RR
Series 4
Date: 9/13/1977
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 40
Date: 12/3/1976
Registered Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AC
ASCENDIANT CAPITAL MARKETS, LLC
ASCENDIANT CAPITAL MARKETS, LLC

CRD#: 152912 / SEC#: , 8-68487

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
110 Front Street, Suite 300, Jupiter, FL 33477
Mailing Address
4 Park Plaza, Suite 1950, Irvine, CA 92614
Phone number
(949) 259-4900
Established
Nevada since 01/04/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (29 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ASCENDIANT CAPITAL PARTNERS, LLCPARENT CO / SOLE MEMBER
BERGENDAHL, MARK ALLANPRESIDENT1394272
BROWN, MICHAEL OWENCFO/ FINOP1658070
MEGENITY, BRIAN MCDONALDCCO2889637
WILHITE, BRADLEYCHIEF OPERATING OFFICER4722291

Disclosures

Regulatory Event10

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ASCENDIANT CAPITAL MARKETS, LLC

CRD#: 152912Jupiter, FL 33477

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