Edward Gregory Bruksch
Professional Summary
Edward Gregory Bruksch is a registered financial advisor currently at ASCENDIANT CAPITAL MARKETS, LLC located in Jupiter, Florida. Edward is registered as a RR (Registered Representative) and started their career in finance in 1970. Edward has worked at 9 firms and has passed the Series 63, SIE, Series 62, Series 5, Series 1, Series 8, Series 4 and Series 40 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
56 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
ASCENDIANT CAPITAL MARKETS, LLC
Contact Information
Main Address
110 Front Street, Suite 300, Jupiter, FL 33477Mailing Address
4 Park Plaza, Suite 1950, Irvine, CA 92614Phone Number
(949) 259-4900Established
Nevada since 01/04/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (29 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/4/2016)
(9/30/2016)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Sep 2016Series 5 — Interest Rate Options Examination
Passed Apr 1987Series 1 — Registered Representative Examination
Passed Jul 1970Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Sep 1986Series 40 — Registered Principal Examination
Passed Dec 1976SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Edward Gregory Bruksch's CRS (Customer Relationship Summary).
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