Kenneth W. Elsberry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Wayne Elsberry was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1971. Kenneth had worked at 9 firms and has passed the Series 66, Series 63, Series 4, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2002 - February 19, 2003
PIM FINANCIAL SERVICES, INC.
October 31, 2002 - December 31, 2012
CENTURION INSTITUTIONAL SERVICES, INC.
March 13, 2002 - April 3, 2002
OSAIC WEALTH, INC.
May 11, 1994 - May 12, 2000
CENTURION INSTITUTIONAL SERVICES, INC.
June 8, 1993 - March 13, 2002
PIM FINANCIAL SERVICES, INC.
July 22, 1992 - June 2, 1993
TORREY PINES SECURITIES, INC.
April 24, 1989 - August 25, 1989
PFG SECURITIES, INC.
March 14, 1989 - July 9, 1990
FIRST AFFILIATED SECURITIES
March 3, 1983 - July 29, 1986
PAS, INC.
June 18, 1975 - May 31, 1989
FIRST AFFILIATED SECURITIES, INC.
September 7, 1971 - November 12, 1976
ROBERTS, SCOTT & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
F04
Date: 5/12/1975
Financial Principal ExaminationSeries 00
Date: 8/30/1971
General Securities Principal ExaminationCurrent Firm
PIM FINANCIAL SERVICES, INC.
CRD#: 10547 / SEC#: 801-72856, 8-27340
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
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