Kyle J. Ladd

O'DONNELL FINANCIAL SERVICES

San Rafael, CA 94901

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CRD#: 6003290

Professional summary

Kyle Jordan Ladd is a registered financial advisor currently at O'DONNELL FINANCIAL SERVICES, LLC located in San Rafael, California and INDEPENDENT FINANCIAL GROUP, LLC located in San Rafael, California.

Kyle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Kyle has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: scottorious, Role: N/A, Type: Other, Start Date: 07/27/2018, Investment Related?: No, Address: 157 Glenwood Dr., Scotts Valley, CA 95066, Number of Hours/Mo: 20, Duties: I plan on performing solo live music in the Bay Area. The music I would be performing is striclty PG/ family friendly rated. O' DONNELL FINANCIAL GROUP POSITION: Employee NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 03/20/2025 ADDRESS: 1101 Fifth Avenue, Suite 150, San Rafael CA 94901, United States DESCRIPTION: Providing administrative client and support to the CEO SCOTTORIOUS POSITION: NA: Not a formal business NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/20/2018 ADDRESS: , CA , United States DESCRIPTION: Domain scottorious.com owned for future potential to perform locally or release music under the name scottorious, with focus on family-friendly content.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kyle Jordan Ladd's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 16, 2025 - Present

O'DONNELL FINANCIAL SERVICES, LLC

Office #1: 1101 Fifth Ave. Suite 150, San Rafael, CA 94901

RIA

CRD#: 172520

San Rafael, CA

Current

March 24, 2025 - Present

INDEPENDENT FINANCIAL GROUP, LLC

Office #1: 1101 Fifth Avenue Suite 150, San Rafael, CA 94901

RIA

CRD#: 7717

San Rafael, CA

Past

March 24, 2025 - March 24, 2025

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

SAN DIEGO, CA

Past

January 26, 2022 - January 10, 2024

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Campbell, CA

Past

January 26, 2022 - January 10, 2024

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Campbell, CA

Past

February 11, 2021 - October 14, 2022

TD AMERITRADE, INC.

RIA

CRD#: 7870

Campbell, CA

Past

February 11, 2021 - September 7, 2023

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Campbell, CA

Past

February 11, 2021 - December 20, 2023

TD AMERITRADE, INC.

CRD#: 7870

Campbell, CA

Past

March 15, 2018 - December 31, 2020

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Soquel, CA

Past

March 15, 2018 - January 11, 2021

TD AMERITRADE, INC.

RIA

CRD#: 7870

WALNUT CREEK, CA

Past

March 15, 2018 - January 11, 2021

TD AMERITRADE, INC.

CRD#: 7870

WALNUT CREEK, CA

Past

February 23, 2017 - March 15, 2018

SCOTTRADE INVESTMENT MANAGEMENT

RIA

CRD#: 169988

SAINT LOUIS, MO

Past

January 6, 2017 - March 15, 2018

SCOTTRADE, INC.

CRD#: 8206

SUNNYVALE, CA

Past

October 17, 2016 - December 23, 2016

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

Campbell, CA

Past

January 12, 2016 - May 19, 2017

O'DONNELL FINANCIAL SERVICES, LLC

RIA

CRD#: 172520

CAMPBELL, CA

Past

January 7, 2016 - September 29, 2016

SECURITIES AMERICA, INC.

CRD#: 10205

CAMPBELL, CA

Past

January 10, 2014 - June 8, 2015

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

LAFAYETTE, CA

Past

January 10, 2014 - June 8, 2015

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

LAFAYETTE, CA

Past

February 16, 2012 - November 14, 2013

MORGAN STANLEY

RIA

CRD#: 149777

SAN JOSE, CA

Past

January 19, 2012 - November 14, 2013

MORGAN STANLEY

CRD#: 149777

SAN JOSE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

O'DONNELL FINANCIAL SERVICES, LLC

INVESTMENTS ONLY PLEASE | O'DONNELL FINANCIAL SERVICES, LLC | O'DONNELL FINANCIAL SERVICES | O'DONNELL FINANCIAL GROUP, INC. | O'DONNELL FINANCIAL GROUP

CRD#: 172520 / SEC#: 801-110717

RIA

Registered Investment Advisory firm - (6/26/2017 Approved)

California

Registered Investment Advisory firm - (7/29/2017 Terminated)

Texas

Registered Investment Advisory firm - (6/29/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/24/2025)

IAR

California
(10/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/15/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/18/2012

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

O'DONNELL FINANCIAL SERVICES, LLC

INVESTMENTS ONLY PLEASE | O'DONNELL FINANCIAL SERVICES, LLC | O'DONNELL FINANCIAL SERVICES | O'DONNELL FINANCIAL GROUP, INC. | O'DONNELL FINANCIAL GROUP

CRD#: 172520 / SEC#: 801-110717

RIA

Registered Investment Advisory firm - (6/26/2017 Approved)

California

Registered Investment Advisory firm - (7/29/2017 Terminated)

Texas

Registered Investment Advisory firm - (6/29/2017 Terminated)

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Contact information

Main Address

1101 Fifth Ave. Suite 150, San Rafael, CA 94901

Mailing Address

Phone number

(866) 496-2300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A APP 1 - O'DONNELL FINANCIAL SERVICES WRAP PROGRAM (3/25/2025)

FORM ADV 2A - FIRM BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	918
AUM (Assets Under Management)	$ 343,062,235

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kyle J. Ladd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kyle Jordan Ladd's CRS (Customer Relationship Summary).

Certified licenses

Experience

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

SCOTTRADE INVESTMENT MANAGEMENT

SCOTTRADE, INC.

INDEPENDENT FINANCIAL GROUP, LLC

O'DONNELL FINANCIAL SERVICES, LLC

SECURITIES AMERICA, INC.

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

O'DONNELL FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/15/2012

SIE

Date: 10/1/2018

Series 7

Date: 1/18/2012

FINRA

Current Firm

O'DONNELL FINANCIAL SERVICES, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

O'DONNELL FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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