Ryan S. Gwinn

N1 ADVISORS

Newark, DE 19713-0000

Some features on this profile are disabled

CRD#: 6001931

Professional summary

Ryan Stanley Gwinn, AIF®, who also goes by Ryan Gwinn, is a registered financial advisor currently at N1 ADVISORS located in Newark, Delaware.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Ryan has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ryan Gwinn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Newton One Investments; 131 Continental Drive; Newark, DE 19713; 01/17/12; Portfolio Manager; Investment advisory services; Investment Related; 160 hours/month; 160 hours/month during business hours; Wages/Salary.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Stanley Gwinn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

November 28, 2013 - Present

N1 ADVISORS

Office #1: 131 Continental Drive Suite 206, Newark, DE 19713-0000

RIA

CRD#: 147048

Newark, DE

Past

March 14, 2012 - April 26, 2023

M HOLDINGS SECURITIES, INC.

CRD#: 43285

NEWARK, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

N1 ADVISORS

N1 ADVISORS | NEWTON ONE INVESTMENTS LLC | NEWTON ONE ADVISORS, LLC | NEWTON ONE ADVISORS

CRD#: 147048 / SEC#: 801-69525

RIA

Registered Investment Advisory firm - (9/12/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(11/28/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/19/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/12/2012

General Securities Representative Examination

Current Firm

N1 ADVISORS

N1 ADVISORS | NEWTON ONE INVESTMENTS LLC | NEWTON ONE ADVISORS, LLC | NEWTON ONE ADVISORS

CRD#: 147048 / SEC#: 801-69525

RIA

Registered Investment Advisory firm - (9/12/2008 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

131 Continental Drive Suite 206, Newark, DE 19713-0000

Mailing Address

Phone number

(302) 731-1326

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/17/2025)

Regulatory assets under management

Total Number of Accounts	468
AUM (Assets Under Management)	$ 393,020,974

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jeffrey Kropp

OSAIC WEALTH, INC.

IAR

Chadds Ford, PA

Lawrence Springer

OSAIC WEALTH, INC.

IAR

Hockessin, DE

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Ryan S. Gwinn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Stanley Gwinn's CRS (Customer Relationship Summary).

Certified licenses

Experience

N1 ADVISORS

M HOLDINGS SECURITIES, INC.

Primary Firm SEC Registration

N1 ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 4/19/2013

SIE

Date: 10/1/2018

Series 7

Date: 3/12/2012

Current Firm

N1 ADVISORS

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

N1 ADVISORS

TRUST BUT VERIFY

Similar Advisors