David A. Koch
HALBERT HARGROVE
LONG BEACH, CA 90802-7908
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CRD#: 6001775
Professional summary
David Arthur Koch, AIF®, CFP® is a registered financial advisor currently at HALBERT HARGROVE located in Long Beach, California.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. David has worked at 1 firm and has passed the Series 65 exam.
Biography
David joined Halbert Hargrove in 2011. Based in our Long Beach office, he says of his role at HH, “It encompasses far more problem solving and life coaching than I ever anticipated. I enjoy the challenges that each unique situation brings.” David advises a wide variety of clients, including individuals, families, corporate retirement plans, family limited partnerships, and nonprofits.
David earned a B.S. in Biopsychology and a B.A. in Global & International Studies from UC Santa Barbara in 2002. He was awarded the ACCREDITED INVESTMENT FIDUCIARY™ designation by the University of Pittsburgh-affiliated Center for Fiduciary Studies and he is a CERTIFIED FINANCIAL PLANNER™ professional.
David is also a Chartered Financial Analyst® charterholder (CFA). He was awarded this certification, noted for its rigorous curriculum, after he passed three sequential six-hour exams and earned four years of qualifying professional investment experience.
Married to a wonderful wife with whom he shares two wonderful kids, David’s favorite ways to unwind include surfing, swimming, sailing, and gardening.
David’s community and professional commitments include sitting on the boards of both Long Beach BLAST (Better Learning for All Students Today) and the Long Beach Chamber of Commerce’s Young Professionals. He is also one of the founding 25 members of the CFA Society of Los Angeles’s Wealth Management League.
Question & Answer
What are your service offerings?
Estate Planning
Small Business Planning
Investment Planning
Education Planning
Comprehensive Financial Planni...
Retirement Planning
Socially Responsible Investing
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view David Arthur Koch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
January 20, 2012 - Present
HALBERT HARGROVE
Office #1: 111 West Ocean Boulevard 23rd Floor, Long Beach, CA 90802-7908RIA
CRD#: 105515
LONG BEACH, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HALBERT HARGROVE
FUTURE-WISE | HALBERT, HARGROVE/RUSSELL LLC | HALBERT HARGROVE RUSSELL LLC | HALBERT HARGROVE GLOBAL ADVISORS, LLC | HALBERT HARGROVE
CRD#: 105515 / SEC#: 801-33048
RIA
Registered Investment Advisory firm - (10/13/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/20/2012)
Current Firm
HALBERT HARGROVE
FUTURE-WISE | HALBERT, HARGROVE/RUSSELL LLC | HALBERT HARGROVE RUSSELL LLC | HALBERT HARGROVE GLOBAL ADVISORS, LLC | HALBERT HARGROVE
CRD#: 105515 / SEC#: 801-33048
RIA
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Contact information
Main Address
111 West Ocean Boulevard 23rd Floor, Long Beach, CA 90802-7908
Mailing Address
P.o. Box 1070, Long Beach, CA 90801-9931
Phone number
(562) 435-5657
Established
Firm type
Fiscal year end
# of Employees
52
SEC notice filing (31 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,671 |
| AUM (Assets Under Management) | $ 3,516,418,609 |
Red Flags
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