LS
Lindsay D. Strattan
TRUIST ADVISORY SERVICES
HOUSTON, TX 77056
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CRD#: 6001681
LS
Professional summary
Lindsay Desmond Strattan, CFP®, who also goes by Lindsay Michelle Desmond, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Houston, Texas and TRUIST INVESTMENT SERVICES, INC. located in Houston, Texas.
Lindsay is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Lindsay has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lindsay Michelle Desmond
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CASA DE ESPERANZA DE LOS NINOS POSITION: Advisory Board Member NATURE: Casa de Esperanza de los Ninos offers a safe place for children in crisis from birth to age six. Casa strives to break the cycle of child abuse and neglect for at-risk infants, children and their families by providing comprehensive residential and family support programs that transform people and communities. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/06/2023 ADDRESS: Houston TX, United States DESCRIPTION: Attend Advisory Board member meetings. ST. MARK'S EPISCOPAL SCHOOL POSITION: Member, Board of Trustees NATURE: Episcopal school for children from age 18 months through 8th grade, which both of my children attend. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 06/01/2024 ADDRESS: Houston TX, United States DESCRIPTION: The Board of Trustees of St. Mark's Episcopal School is a dynamic group of individuals that focuses on the long-term strategic goals and financial position of the school and the selection and support of its Head of School. Made up of current and former parents, grandparents, alumni, and community leaders, the Board's primary goal is to support and protect the mission of the school. The board entrusts the normal, day-to-day operations of the school to their sole employee, the Head of School, and instead focuses its efforts on policy, managing the relationship between St. Mark's Episcopal Church and St. Mark's Episcopal School and overseeing the financial operations of the school. THE ENTREPRENEURSHIP INSTITUTE POSITION: Advisory Board Member NATURE: The Entrepreneurship Institute (TEI), a 501(c)(3) nonprofit organization, provides guidance to CEOs and Presidents of small and medium-sized companies through The Presidents' Forum, an annual conference of peers backed by a network of helpful entrepreneurs and service providers, held in cities throughout the USA. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/15/2024 ADDRESS: Houston TX, United States DESCRIPTION: As an advisory board member, I will attend chapter meetings and discuss, facilitate, and participate in events put on by TEI Houston for the benefit of small and mid-size business owners.
CRS (Client Relationship Summary) - RIA
Click below to view Lindsay Desmond Strattan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 13, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 1400 Post Oak Blvd Fl 6, Houston, TX 77056RIA
CRD#: 283390
HOUSTON, TX
Current
July 6, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 1400 Post Oak Blvd Ste 650, Houston, TX 77056BD
CRD#: 17499
Houston, TX
Past
February 17, 2015 - May 7, 2021
PNC MANAGED ACCOUNT SOLUTIONS, INC.
RIA
CRD#: 110476
HOUSTON, TX
Past
May 16, 2013 - May 7, 2021
BBVA SECURITIES INC.
BD
CRD#: 27060
HOUSTON, TX
Past
April 9, 2012 - May 16, 2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC
BD
CRD#: 17086
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/7/2021)
RR
Colorado(7/13/2021)
RR
Texas(7/13/2021)
IAR
Texas(7/13/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
