Carol A. Camp
Professional summary
Carol Adcock Camp, who also goes by Carol Sue Adcock, is a registered financial advisor currently at FROST INVESTMENT SERVICES located in Arlington, Texas and FROST BROKERAGE SERVICES, INC. located in San Antonio, Texas.
Carol is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Carol has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Carol Adcock Camp's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 27, 2022 - Present
FROST INVESTMENT SERVICES
Office #1: 3801 Matlock Rd, Arlington, TX 76015February 10, 2012 - Present
FROST BROKERAGE SERVICES, INC.
Office #1: 111 W Houston Ste 100, San Antonio, TX 78205June 22, 2017 - December 31, 2021
FROST INVESTMENT SERVICES
Primary Firm SEC Registration
FROST INVESTMENT SERVICES
CRD#: 286129 / SEC#: 801-108754
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/2/2012)
(1/27/2022)
Exams
FINRA
Current Firm
FROST INVESTMENT SERVICES
CRD#: 286129 / SEC#: 801-108754
Contact information
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,179 |
| AUM (Assets Under Management) | $ 2,976,654,932 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2024 | ||
| 11/27/2023 | ||
| 12/21/2022 |
Red Flags
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