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JL

Jacob J. Lee

CASCADIA CAPITAL
NEW YORK, NY 10022
CRD#: 6000235
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JL
Jacob John LeeCASCADIA CAPITAL

Professional summary

Jacob John Lee, who also goes by Jacob John Lee, Jake Lee, Jacob Lee, is a registered financial professional currently at CASCADIA CAPITAL, LLC located in New York, New York.

Jacob is registered as a RR (Registered Representative) and started their career in finance in 2024. Jacob has worked at 3 firms and has passed the Series 63, Series 79TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jacob John Lee | Jake Lee | Jacob Lee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jacob John Lee's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 1, 2026 - Present

CASCADIA CAPITAL, LLC

Office #1: 477 Madison Avenue 18th Floor, New York, NY 10022
BD
CRD#: 101020
NEW YORK, NY
Past

July 24, 2024 - June 1, 2026

INTREPID INVESTMENT BANKERS LLC

BD
CRD#: 154801
New York, NY
Past

July 19, 2024 - July 25, 2024

CAPSTONE PARTNERS

BD
CRD#: 132185
Dallas, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(6/1/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 12/31/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 7/19/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/28/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

CC
CASCADIA CAPITAL, LLC
CASCADIA CAPITAL SECURITIES INC. | CASCADIA CAPITAL, LLC | CASCADIA CAPITAL SECURITIES, LLC

CRD#: 101020 / SEC#: , 8-52064

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
920 5th Avenue Suite 1500, Seattle, WA 98104
Mailing Address
920 5th Avenue Suite 1500, Seattle, WA 98104
Phone number
(206) 436-2500
Established
Washington since 12/04/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (14 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
CASCADIA CAPITAL HOLDINGS, L.L.C.SOLE MEMBER
BUTLER, MICHAEL JOSEPHCEO, DIR1607507
HOFFMAN, MATTHEW THOMASCHIEF COMPLIANCE OFFICER1144872
RHEE, LISA HAMMONDCONTROLLER, FINOP3251733

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CASCADIA CAPITAL, LLC

CRD#: 101020New York, NY 10022

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