Andrew Williams

PETIX & BOTTE FINANCIAL

LA MESA, CA 91942

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CRD#: 5999669

Professional summary

Andrew Williams, CFP® is a registered financial advisor currently at PETIX & BOTTE FINANCIAL located in La Mesa, California and LPL FINANCIAL LLC located in La Mesa, California.

Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Andrew has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Min. Asset: Under $50K

Services Offered

Investment Planning

Comprehensive Financial Planning

Tax Planning

Estate Planning

Retirement Planning

Education Planning

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Williams's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

January 23, 2024 - Present

PETIX & BOTTE FINANCIAL

Office #1: 7777 Alvarado Road Suite 520, La Mesa, CA 91942

RIA

CRD#: 170020

LA MESA, CA

Current

August 3, 2012 - Present

LPL FINANCIAL LLC

Office #1: 7777 Alvarado Road, Ste 520, La Mesa, CA 91942

RIA

CRD#: 6413

LA MESA, CA

Past

November 4, 2025 - July 10, 2026

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Past

May 5, 2014 - December 31, 2023

PETIX & BOTTE FINANCIAL

RIA

CRD#: 170020

LA MESA, CA

Past

October 5, 2012 - October 30, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PETIX & BOTTE FINANCIAL

PETIX & BOTTE COMPANY | PETIX & BOTTE FINANCIAL

CRD#: 170020 / SEC#: 801-79597

RIA

Registered Investment Advisory firm - (5/5/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/6/2021)

Arizona
(5/4/2016)

Arkansas
(1/6/2021)

California
(10/5/2012)

IAR

California
(1/23/2024)

Colorado
(1/6/2021)

Connecticut
(10/18/2023)

Florida
(1/6/2021)

Georgia
(9/9/2020)

Idaho
(1/6/2021)

Illinois
(9/9/2020)

Maine
(1/6/2021)

Massachusetts
(1/6/2021)

Michigan
(1/6/2021)

Nebraska
(1/6/2021)

Nevada
(1/6/2021)

New Mexico
(9/9/2020)

New York
(1/6/2021)

North Carolina
(1/7/2021)

Pennsylvania
(1/6/2021)

Tennessee
(1/6/2021)

Texas
(5/20/2014)

IAR

Texas
(1/23/2024)

Utah
(1/6/2021)

Virginia
(1/6/2021)

Washington
(1/6/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/4/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/2/2012

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PETIX & BOTTE FINANCIAL

PETIX & BOTTE COMPANY | PETIX & BOTTE FINANCIAL

CRD#: 170020 / SEC#: 801-79597

RIA

Registered Investment Advisory firm - (5/5/2014 Approved)

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Contact information

Main Address

7777 Alvarado Road Suite 520, La Mesa, CA 91942

Mailing Address

Phone number

(619) 698-6500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	748
AUM (Assets Under Management)	$ 364,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Andrew Williams

Professional summary

At a Glance

Services Offered

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

PETIX & BOTTE FINANCIAL

LPL FINANCIAL LLC

Primary Firm SEC Registration

PETIX & BOTTE FINANCIAL

State Registrations and Notice Filings

Exams

Series 66

Date: 10/4/2012

SIE

Date: 10/1/2018

Series 7

Date: 8/2/2012

FINRA

Current Firm

PETIX & BOTTE FINANCIAL

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PETIX & BOTTE FINANCIAL

TRUST BUT VERIFY

Contact information

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