AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
SS

Samantha A. Sindledecker

DYNASTY WEALTH MANAGEMENT
St. Petersburg, FL 33701
Some features on this profile are disabled
CRD#: 5999620
SS

Professional summary

Samantha Ali Sullivan Sindledecker, who also goes by Samantha Ali Sullivan, Samantha Sullivan, is a registered financial advisor currently at DYNASTY WEALTH MANAGEMENT, LLC located in St. Petersburg, Florida and DYNASTY SECURITIES, LLC located in Saint Petersburg, Florida.

Samantha is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Samantha has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Samantha Ali Sullivan | Samantha Sullivan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)DYNASTY WEALTH MANAGEMENT; INVESTMENT RELATED; 1350 AVENUE OF THE AMERICAS 32ND FLOOR NEW YORK, NY 10019; RIA; AVP OPS; 01/2017; 160 HOURS/MONTH; 160 HOURS DURING SECURITIES TRADING HOURS; DYNASTY WEALTH MANAGEMENT AND DYNASTY FINANCIAL PARTNERS RUN CONCURRENTLY, ACCESS PERSON WITHIN THE BUSINESS AND GIVES ACCESS TO BOTH BUSINESS PLATFORMS. 2) Dynasty Financial Partners-Investment related-Provides investment and technology platforms for independent financial, investment & wealth management advisors. Assistant VP, Operations- 1/2017-160 hrs/mth-100% during trading hrs-DYNASTY WEALTH MANAGEMENT AND DYNASTY FINANCIAL PARTNERS RUN CONCURRENTLY, ACCESS PERSON WITHIN THE BUSINESS AND GIVES ACCESS TO BOTH BUSINESS PLATFORMS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samantha Ali Sullivan Sindledecker's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 17, 2018 - Present

DYNASTY WEALTH MANAGEMENT, LLC

Office #1: 200 Central Avenue 15th Floor, St. Petersburg, FL 33701
RIA
CRD#: 153377
St. Petersburg, FL
Current

January 13, 2018 - Present

DYNASTY SECURITIES, LLC

Office #1: 200 Central Avenue Floor 15, Saint Petersburg, FL 33701
BD
CRD#: 159076
Saint Petersburg, FL
Past

April 12, 2017 - January 12, 2018

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
NEW YORK, NY
Past

August 14, 2015 - June 14, 2017

LAS OLAS CAPITAL ADVISORS, LLC

RIA
CRD#: 175077
FORT LAUDERDALE, FL
Past

August 3, 2015 - January 4, 2017

CAPITAL GUARDIAN, LLC

BD
CRD#: 137919
ft lauderdale, FL
Past

October 8, 2014 - August 11, 2015

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
FT. LAUDERDALE, FL
Past

June 19, 2014 - August 11, 2015

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
FT. LAUDERDALE, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DYNASTY WEALTH MANAGEMENT, LLC
DYNASTY | DYNASTY WEALTH MANAGEMENT, LLC | DYNASTY PRIVATE WEALTH | DYNASTY FINANCIAL PARTNERS, LLC | DYNASTY FINANCIAL PARTNERS

CRD#: 153377 / SEC#: 801-71301

RIA
Registered Investment Advisory firm - (4/7/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Florida
(7/14/2020)
RR
New York
(1/13/2018)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/8/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/19/2014
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

DW
DYNASTY WEALTH MANAGEMENT, LLC
DYNASTY | DYNASTY WEALTH MANAGEMENT, LLC | DYNASTY PRIVATE WEALTH | DYNASTY FINANCIAL PARTNERS, LLC | DYNASTY FINANCIAL PARTNERS

CRD#: 153377 / SEC#: 801-71301

RIA
Registered Investment Advisory firm - (4/7/2010 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
200 Central Avenue 15th Floor, St. Petersburg, FL 33701
Mailing Address
Phone number
(727) 865-4809
Established
Firm type
Fiscal year end
# of Employees
170

SEC notice filing (23 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DYNASTY FORM ADV PART 2A (11/3/2025)

Regulatory assets under management

Total Number of Accounts20,147
AUM (Assets Under Management)$ 8,671,816,356

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DYNASTY WEALTH MANAGEMENT, LLC

CRD#: 153377St. Petersburg, FL 33701

TRUST BUT VERIFY

Monitor Samantha Sindledecker

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

John Jaime Valencia
John ValenciaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
LARGO, FL
LG
Lee GorgasAdvisorCheck Check Mark
CHARLES SCHWAB & CO., INC.
IAR
RR
Tampa, FL
AC
Anita CepedaAdvisorCheck Check Mark
MORGAN STANLEY
RR
Tampa, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.