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CRD#: 159076
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

DYNASTY SECURITIES, LLC is located at 200 Central Avenue Floor 15, Saint Petersburg, FL 33701 and was first established at Florida, New York in 08/15/2011. After operating for 14 years, DYNASTY SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of DYNASTY SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. DYNASTY SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at DYNASTY SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access DYNASTY SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at DYNASTY SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for DYNASTY SECURITIES, LLC Comes From

Understanding the Statistics for DYNASTY SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
200 Central Avenue Floor 15, Saint Petersburg, FL 33701
Mailing Address
200 Central Avenue Floor 15, Saint Petersburg, FL 33701
Firm Size
Small
Phone Number
(212) 373-1019
Established
New York since 08/15/2011
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
DYNASTY FINANCIAL PARTNERS, LLCSHAREHOLDER
BUTTE, ANDREW THOMASCCO2094794
HOPKINS, THOMAS JOHNFINOP1835087
SALIT, MASON CARYCEO5105375

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Advisor's working at DYNASTY SECURITIES, LLC

AB

Andrew Thomas Butte

IAR
RR
CRD#: 2094794
Location:
St. Petersburg, FL 33701
Company:
DYNASTY WEALTH MANAGEMENT, LLC
Disclosures:
Experience:
34 years
View Profile
JK

Jaycee Christine Kertzman

Jaycee Kertzman
IAR
RR
CRD#: 6483872
CFA: Chartered Financial Analyst
Location:
St. Petersburg, FL 33701
Company:
DYNASTY WEALTH MANAGEMENT, LLC
Disclosures:
Experience:
7 years
View Profile
JK

Jayson Wayne Keller

IAR
RR
CRD#: 7339833
Location:
St. Petersburg, FL 33701
Company:
DYNASTY WEALTH MANAGEMENT, LLC
Disclosures:
Experience:
5 years
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