Robert J. Schaefer
SJS INVESTMENT SERVICES
Sylvania, OH 43560
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CRD#: 5999360
Professional summary
Robert John Schaefer, CFP®, who also goes by Rob Schaefer, Robby Schaefer, is a registered financial advisor currently at SJS INVESTMENT SERVICES located in Sylvania, Ohio.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Robert has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rob Schaefer | Robby Schaefer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 11/2021- Symphony Financial Services, Inc.- DBA for LPL Business (entity for LPL business)- inv. related- AKRON, OH 2) 12/06/2021 - Symphony Financial Services, Inc - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 11/15/2021 - 160 Hours Per Month/100 Hours During Securities Trading - I provide investment advisory services through Symphony Financial Services, Inc, an independent investment advisor firm. I started this business activity in 11/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 3/17/2022 - Ash Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 02/17/2022 - 4 Hours Per Month/0 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Robert John Schaefer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
May 17, 2024 - Present
SJS INVESTMENT SERVICES
Office #1: 6711 Monroe St. Building Iv, Suite A, Sylvania, OH 43560RIA
CRD#: 107219
Sylvania, OH
Past
December 7, 2021 - November 27, 2024
SYMPHONY FINANCIAL SERVICES, INC.
RIA
CRD#: 125058
AKRON, OH
Past
November 22, 2021 - May 16, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
AKRON, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SJS INVESTMENT SERVICES
SJS INVESTMENT CONSULTING INC | SJS INVESTMENT SERVICES
CRD#: 107219 / SEC#: 801-49585
RIA
Registered Investment Advisory firm - (7/3/1995 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(5/17/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/22/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
SI
SJS INVESTMENT SERVICES
SJS INVESTMENT CONSULTING INC | SJS INVESTMENT SERVICES
CRD#: 107219 / SEC#: 801-49585
RIA
Registered Investment Advisory firm - (7/3/1995 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6711 Monroe St. Building Iv, Suite A, Sylvania, OH 43560
Mailing Address
Phone number
(419) 885-2626
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,873 |
| AUM (Assets Under Management) | $ 2,526,310,808 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/13/2025 | ||
| 01/25/2024 |
Red Flags
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Company Information
SJS INVESTMENT SERVICES
CRD#: 107219Sylvania, OH 43560TRUST BUT VERIFY
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