Shawn L. Edwards
Professional summary
Shawn L Edwards, who also goes by Shawn Lamar Edwards, Shawn Edwards, is a registered financial professional currently at ALPS DISTRIBUTORS, INC. located in New York, New York.
Shawn is registered as a RR (Registered Representative) and started their career in finance in 2011. Shawn has worked at 5 firms and has passed the Series 66, Series 63, Series 3, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shawn L Edwards's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 9, 2024 - Present
ALPS DISTRIBUTORS, INC.
Office #1: 535 Madison Avenue 37th Floor, New York, NY 10022June 17, 2021 - September 9, 2024
FORESIDE FUND SERVICES, LLC
February 27, 2018 - June 2, 2021
J.P. MORGAN SECURITIES LLC
February 27, 2018 - June 2, 2021
J.P. MORGAN SECURITIES LLC
April 22, 2016 - December 8, 2017
WELLS FARGO CLEARING SERVICES, LLC
January 25, 2016 - December 8, 2017
WELLS FARGO CLEARING SERVICES, LLC
December 9, 2011 - January 26, 2016
E*TRADE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
Exams
FINRA
Current Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
