Alain K. Courbebaisse
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alain Khelil Courbebaisse was a registered financial professional .
Alain is a previously registered financial professional and started their career in finance in 2012. Alain had worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 3, Series 99 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2018 - May 21, 2020
EURONEXT MARKET SERVICES LLC
January 2, 2015 - June 5, 2017
SG AMERICAS SECURITIES, LLC
September 17, 2012 - January 2, 2015
NEWEDGE USA, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EURONEXT MARKET SERVICES LLC
CRD#: 290564 / SEC#: , 8-70033
Contact information
FINRA licenses (6 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EURONEXT US INC. | OWNER | |
| BASILICE, PATRICK LOUIS | CHIEF COMPLIANCE OFFICER | 5691865 |
| BORINI, VALENTINA | DIRECTOR | 7236540 |
| GANATRA, AMRISH ARUNKUMAR | DIRECTOR | 7118841 |
| GOLDSTEIN, ALLAN | CHIEF EXECUTIVE OFFICER | 2348827 |
| MEGENITY, BRIAN MCDONALD | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 2889637 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
