Annette G. Kosmowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Annette Gale Kosmowski, who also goes by Annette Gale Borst, Annette Borst, was a registered financial professional .
Annette is a previously registered financial professional and started their career in finance in 2012. Annette had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2015 - November 12, 2015
ARNETT CARBIS TOOTHMAN WEALTH ADVISORS LLC
January 5, 2012 - March 27, 2015
OPIS ASSET MANAGEMENT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
ARNETT CARBIS TOOTHMAN WEALTH ADVISORS LLC
CRD#: 119092 / SEC#: 801-64383
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
