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JF

John Farrell

NATIXIS SECURITIES AMERICAS LLC
NEW YORK, NY 10020
Some features on this profile are disabled
CRD#: 5996161
JF

Professional summary

John Farrell is a registered financial professional currently at NATIXIS SECURITIES AMERICAS LLC located in New York, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 2012. John has worked at 3 firms and has passed the SIE, Series 99 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Farrell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 20, 2025 - Present

NATIXIS SECURITIES AMERICAS LLC

Office #1: 1251 Avenue Of The Americas, New York, NY 10020
BD
CRD#: 1101
NEW YORK, NY
Past

October 29, 2014 - November 21, 2025

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
NEW YORK, NY
Past

July 13, 2012 - October 24, 2014

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 7/12/2012
Operations Professional Examination
Principal/Supervisory Exam
RR
Series 27
Date: 7/8/2021
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

NS
NATIXIS SECURITIES AMERICAS LLC
ARNHOLD AND S. BLEICHROEDER, INC | NATIXIS SECURITIES AMERICAS LLC | NATIXIS BLEICHROEDER LLC | NATIXIS BLEICHROEDER INC. | NATEXIS BLEICHROEDER INC. | ARNHOLD AND S. BLEICHROEDER, INC.

CRD#: 1101 / SEC#: 801-72849, 8-719

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1251 Avenue Of The Americas 5th Floor, New York, NY, 10020
Mailing Address
1251 Avenue Of The Americas 5th Floor, New York, NY 10020
Phone number
(212) 872-5000
Established
Delaware since 11/01/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

NATIXIS SECURITIES AMERICAS' ADVISORY BROCHURE (6/24/2014)

Direct owners and executive officers

NamePositionCRD#
NATIXIS NORTH AMERICA LLCPARENT COMPANY/MANAGING MEMBER
BUSSY, STEPHANE NMNDIRECTOR ON BOARD OF DIRECTORS7336982
CANEL, THIERRY JACQUESDIRECTOR ON BOARD OF DIRECTORS7818166
DELAY, OLIVIER JACQUESCHIEF EXECUTIVE OFFICER/DIRECTOR ON BOARD OF DIRECTORS4720716
FARRELL, JOHNPRINCIPAL OPERATIONS OFFICER5996161
ISSANCHOU, EMMANUELHEAD OF GLOBAL MARKETS AMERICAS7338402
LAMBRIANIDIS, OTTO NICKPRINCIPAL FINANCIAL OFFICER2213741
MAO, YUAN-PEICHIEF COMPLIANCE OFFICER1288447
MORAVEC, MICHAEL CHRISTOPHERHEAD OF INVESTMENT BANKING AMERICAS2968921
SHARPE, THOMAS GEORGECHIEF LEGAL OFFICER7047152

Disclosures

Regulatory Event17

Red Flags

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Company Information

NATIXIS SECURITIES AMERICAS LLC

CRD#: 1101New York, NY 10020

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