Kenneth Paul Winder
Professional Summary
Kenneth Paul Winder, who also goes by Ken Winder, Kenny Winder, is a registered financial advisor currently at SEQUENT PLANNING, LLC located in Idaho Falls, Idaho. Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Kenneth has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ken Winder, Kenny Winder
Similar Advisors
J.P. MORGAN SECURITIES LLC
CROSSTREE CAPITAL SECURITIES, LLC
OSAIC WEALTH, INC.
FIDELITY BROKERAGE SERVICES LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
J.P. MORGAN SECURITIES LLC
CROSSTREE CAPITAL SECURITIES, LLC
OSAIC WEALTH, INC.
FIDELITY BROKERAGE SERVICES LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
J.P. MORGAN SECURITIES LLC
CROSSTREE CAPITAL SECURITIES, LLC
OSAIC WEALTH, INC.
FIDELITY BROKERAGE SERVICES LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
J.P. MORGAN SECURITIES LLC
CROSSTREE CAPITAL SECURITIES, LLC
OSAIC WEALTH, INC.
FIDELITY BROKERAGE SERVICES LLC
Years of Experience
15 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
J.P. MORGAN SECURITIES LLC
CROSSTREE CAPITAL SECURITIES, LLC
OSAIC WEALTH, INC.
FIDELITY BROKERAGE SERVICES LLC
Current Firm
ELEVUS | UNION PLANNING CENTER | SEQUENT PLANNING, LLC | FUTURITY FIRST WEALTH MANAGEMENT
Contact Information
Main Address
8807 Indian Hills Drive, Omaha, NE 68114Phone Number
(402) 953-3544# of Employees
102SEC notice filing (41 States and Territories)
Registered to provide investment advisory services in 41 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
6,015AUM (Assets Under Management)
$589,473,003Similar Advisors
J.P. MORGAN SECURITIES LLC
CROSSTREE CAPITAL SECURITIES, LLC
OSAIC WEALTH, INC.
FIDELITY BROKERAGE SERVICES LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
J.P. MORGAN SECURITIES LLC
CROSSTREE CAPITAL SECURITIES, LLC
OSAIC WEALTH, INC.
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
ELEVUS | UNION PLANNING CENTER | SEQUENT PLANNING, LLC | FUTURITY FIRST WEALTH MANAGEMENT
State Registrations and Notice Filings
(9/12/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 2011About the Series 6 examSimilar Advisors
J.P. MORGAN SECURITIES LLC
CROSSTREE CAPITAL SECURITIES, LLC
OSAIC WEALTH, INC.
FIDELITY BROKERAGE SERVICES LLC
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Paul Winder's CRS (Customer Relationship Summary).
Similar Advisors
J.P. MORGAN SECURITIES LLC
CROSSTREE CAPITAL SECURITIES, LLC
OSAIC WEALTH, INC.
FIDELITY BROKERAGE SERVICES LLC