TH
Tanya L. Haas
ST. GERMAIN INVESTMENT MANAGEMENT
Lee, MA 01238
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CRD#: 5995859
TH
Professional summary
Tanya Lynne Haas, who also goes by Tanya Lynne Bachand, is a registered financial advisor currently at ST. GERMAIN INVESTMENT MANAGEMENT located in Lee, Massachusetts.
Tanya is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Tanya has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tanya Lynne Bachand
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TANYA HAAS HAS AN OUTSIDE BUSINESS, HAAS FINANCIAL SOLUTIONS, AND IS A MEMBER OF THE AMERICAN ASSOCIATION OF DAILY MONEY MANAGERS (AADMM). SHE PROVIDES FINANCIAL SERVICES TO INDIVIDUALS SUCH AS, HELPING TO CREATE A BUDGET, ORGANIZING MAIL AND FINANCIAL RECORDS AND RECONCILING THEIR CHECKBOOK. IN ADDITION SHE OFFERS ASSISTANCE WITH BILL PAYING, WHICH MEANS HELPING THEM SET UP AUTOMATIC PAYMENTS IF APPLICABLE AND ASSISTANCE IN PREPARING CHECKS IF NECESSARY, BUT NOT SIGNING THEM. THE INDIVIDUAL ALWAYS MAINTAINS COMPLETE CONTROL AND POSSESSION OF THEIR FUNDS AND ACCOUNTS AT ALL TIMES. SHE DOES NOT ACT AS A POWER OF ATTORNEY OR REPRESENTATIVE PAYEE. NO CLIENTS OF ADCM ARE AFFILIATED WITH TANYA'S OUTSIDE ACTIVITIES.
CRS (Client Relationship Summary) - RIA
Click below to view Tanya Lynne Haas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 21, 2025 - Present
ST. GERMAIN INVESTMENT MANAGEMENT
Office #1: 105 West Park Street, Lee, MA 01238RIA
CRD#: 155186
Lee, MA
Past
March 19, 2012 - January 8, 2018
WILLOW
RIA
CRD#: 150814
PITTSFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SG
ST. GERMAIN INVESTMENT MANAGEMENT
GAGE-WILEY | ST. GERMAIN WEALTH MANAGEMENT GROUP | ST. GERMAIN INVESTMENT MANAGEMENT, INC. | ST. GERMAIN INVESTMENT MANAGEMENT | OCTOBER MOUNTAIN FINANCIAL ADVISORS | NEW ENGLAND CAPITAL
CRD#: 155186 / SEC#: 801-12471
RIA
Registered Investment Advisory firm - (12/30/1976 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(7/21/2025)
Current Firm
SG
ST. GERMAIN INVESTMENT MANAGEMENT
GAGE-WILEY | ST. GERMAIN WEALTH MANAGEMENT GROUP | ST. GERMAIN INVESTMENT MANAGEMENT, INC. | ST. GERMAIN INVESTMENT MANAGEMENT | OCTOBER MOUNTAIN FINANCIAL ADVISORS | NEW ENGLAND CAPITAL
CRD#: 155186 / SEC#: 801-12471
RIA
Registered Investment Advisory firm - (12/30/1976 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1500 Main St 25th Floor, Springfield, MA 01115-1001
Mailing Address
Phone number
(413) 733-5111
Established
Firm type
Fiscal year end
# of Employees
42
SEC notice filing (42 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,159 |
| AUM (Assets Under Management) | $ 3,099,684,697 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/17/2024 | ||
| 01/22/2024 | ||
| 12/20/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
